| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Anson Funds Management LP | 2,321,093 | 511,000 | 49.23% | ||
| 2 | Artal Group S.A. | 1,024,020 | 225,000 | 21.68% | ||
| 3 | SABBY MANAGEMENT, LLC | 720,378 | 158,000 | 15.22% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 293,273 | 65,000 | 6.26% | ||
| 5 | KBC Group NV | 136,455 | 30,000 | 2.89% | ||
| 6 | VANGUARD GROUP INC | 47,405 | 11,000 | 1.06% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 27,633 | 6,000 | 0.58% | ||
| 8 | TWO SIGMA SECURITIES, LLC | 24,101 | 5,000 | 0.48% | ||
| 9 | Virtu KCG Holdings LLC | 24,905 | 5,000 | 0.48% | ||
| 10 | UBS Group AG | 22,313 | 5,000 | 0.48% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 16,200 | 4,000 | 0.39% | ||
| 12 | GOFEN & GLOSSBERG LLC /IL/ | 13,750 | 3,000 | 0.29% | ||
| 13 | GOLDMAN SACHS GROUP INC | 12,780 | 3,000 | 0.29% | ||
| 14 | CHOREO, LLC | 11,587 | 3,000 | 0.29% | ||
| 15 | GABELLI FUNDS LLC | 10,000 | 2,000 | 0.19% | ||
| 16 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,184 | 1,000 | 0.10% | ||
| 17 | Ulys, L.L.C. | 3,891 | 1,000 | 0.10% | ||
| 18 | D.A. DAVIDSON & CO. | 125 | 0 | 0.00% | ||
| 19 | ROYAL BANK OF CANADA | 750 | 0 | 0.00% | ||
| 20 | Creative Planning | 250 | 0 | 0.00% | ||
| 21 | DEUTSCHE BANK AG\ | 563 | 0 | 0.00% | ||
| 22 | MORGAN STANLEY | 641 | 0 | 0.00% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 625 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
