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YUMA ENERGY INC
YUMA ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 16 Institutional holders with a total value of $2,519,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SANDERS MORRIS HARRIS INC/FA 10,777,472 2,221,000 88.17%
2 VANGUARD GROUP INC 299,571 62,000 2.46%
3 RENAISSANCE TECHNOLOGIES LLC 251,500 52,000 2.06%
4 ASSET ADVISORS CORP 214,000 44,000 1.75%
5 BRIDGEWAY CAPITAL MANAGEMENT, LLC 150,211 31,000 1.23%
6 CITADEL ADVISORS LLC 151,832 31,000 1.23%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 101,376 21,000 0.83%
8 GEODE CAPITAL MANAGEMENT, LLC 106,091 21,000 0.83%
9 GOLDMAN SACHS GROUP INC 73,796 15,000 0.60%
10 HARFST & ASSOCIATES, INC. 32,945 6,000 0.24%
11 Virtu KCG Holdings LLC 17,350 4,000 0.16%
12 NORTHERN TRUST CORP 17,246 4,000 0.16%
13 GUGGENHEIM CAPITAL LLC 13,723 3,000 0.12%
14 BLAIR WILLIAM & CO/IL 14,000 2,000 0.08%
15 BlackRock Fund Advisors 4,760 1,000 0.04%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,484 1,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.