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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4351 Neothetics Inc 36,386 58 0.00%
4352 LAMAR ADVERTISING CO NEW CL A 779 58 0.00%
4353 VISTAGEN THERAPEUTICS INC COM NEW 30,097 58 0.00%
4354 SAUL CENTERS INC COM 946 58 0.00%
4355 SYPRIS SOLUTIONS INC COM 55,146 58 0.00%
4356 PROQR THRAPEUTICS N V 11,588 57 0.00%
4357 EXFO INC 10,989 57 0.00%
4358 NEPTUNE TECHNOLOGIES BIORESO 56,224 57 0.00%
4359 Biocept Inc 27,210 57 0.00%
4360 DIFFERENTIAL BRANDS GROUP IN 29,479 57 0.00%
4361 FLUOR CORP NEW 1,091 57 0.00%
4362 KEMET CORP 4,669 56 0.00%
4363 DST SYS INC DEL 463 56 0.00%
4364 Dipexium Pharmaceuticals Inc 43,447 56 0.00%
4365 DONNELLEY R R & SONS CO 4,650 56 0.00%
4366 SIGMATRON INTL INC 11,463 56 0.00%
4367 Inspired Entertainment, Inc 75,000 56 0.00%
4368 IXYS Corporation 3,807 55 0.00%
4369 NXT ID INC 30,092 55 0.00%
4370 WPCS INTL INC COM PAR $.0001 N 40,159 55 0.00%
4371 AMERISERV FINL INC 14,728 55 0.00%
4372 PEPSICO INC 492 55 0.00%
4373 CHANNELADVISOR CORP 4,887 54 0.00%
4374 CASI PHARMACEUTICALS INC COM 38,700 54 0.00%
4375 WALGREENS BOOTS ALLIANCE INC 651 54 0.00%
4376 LOCKHEED MARTIN CORP 202 54 0.00%
4377 APRICUS BIOSCIENCES INC 25,815 54 0.00%
4378 Catabasis Pharmaceuticals Inc 33,535 53 0.00%
4379 INTEVAC INC 4,305 53 0.00%
4380 LILIS ENERGY INC 13,495 53 0.00%
4381 NANOSTRING TECHNOLOGIES INC 2,689 53 0.00%
4382 ECO STIM ENERGY SOLUTIONS IN 45,860 53 0.00%
4383 MOSYS INC COM NEW 25,398 53 0.00%
4384 Affimed NV 23,439 53 0.00%
4385 EXFO INC 9,951 52 0.00%
4386 ADCARE HEALTH SYSTEMS INC 40,556 51 0.00%
4387 TENAX THERAPEUTICS INC COM 91,755 51 0.00%
4388 PEOPLES UNITED FINANCIAL INC 2,816 51 0.00%
4389 PARAMOUNT GOLD NEV CORP 30,702 51 0.00%
4390 NEW AGE BEVERAGES CORP 12,377 51 0.00%
4391 UTSTARCOM HOLDINGS CORP SHS NEW 25,345 50 0.00%
4392 CINEDIGM CORP 32,337 50 0.00%
4393 Connecture Inc 46,814 50 0.00%
4394 LANNET INC 2,243 50 0.00%
4395 CHICOS FAS INC 3,573 50 0.00%
4396 ERIN ENERGY CORP COM 21,166 50 0.00%
4397 Parexel International Corp. 787 49 0.00%
4398 FINISH LINE INC CL A 3,444 49 0.00%
4399 FIFTH STREET FINANCE CORP 10,742 49 0.00%
4400 BLUE BUFFALO PET PRODS INC 2,132 49 0.00%
Page 88 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 e.l.f. Beauty Inc. 100,544 2,895 0.00%
2 Zosano Pharma Corp 43,518 82 0.00%
3 ZYNGA INC 6,636,920 18,915 0.01%
4 ZYNERBA PHARMACEUTICALS INC 75,244 1,512 0.00%
5 ZYNERBA PHARMACEUTICALS INC 771 15 0.00%
6 ZUMIEZ INC 157,587 2,883 0.00%
7 ZOGENIX INC 196,793 2,135 0.00%
8 ZOETIS INC 4,597,661 245,017 0.10%
9 ZOES KITCHEN INC 145,201 2,686 0.00%
10 ZIX CORP COM 463,379 2,228 0.00%
11 ZIX CORP COM 29,883 143 0.00%
12 ZIOPHARM ONCOLOGY INC 1,016,427 6,444 0.00%
13 ZIONS BANCORPORATION 1,685,622 19,131 0.01%
14 ZIONS BANCORPORATION 2,158,321 90,556 0.04%
15 ZION OIL & GAS INC 148,183 177 0.00%
16 ZIMMER BIOMET HLDGS INC 1,918,914 233,979 0.10%
17 ZILLOW GROUP INC 416,848 14,093 0.01%
18 ZILLOW GROUP INC 800,706 26,949 0.01%
19 ZENDESK INC 583,497 16,361 0.01%
20 ZELTIQ AESTHETICS INC 294,846 16,396 0.01%
21 ZEDGE INCORPORATED CLASS B 76,236 234 0.00%
22 ZEBRA TECHNOLOGIES CORPORATION CL A 423,389 38,634 0.02%
23 ZAYO GROUP HOLDINGS 819,193 26,938 0.01%
24 ZAIS GROUP HLDGS INC 22,211 59 0.00%
25 ZAGG INCORPORATED 207,906 1,496 0.00%
26 ZAFGEN INC COM 161,965 754 0.00%
27 Yield10 Bioscience, Inc. 37,277 13 0.00%
28 Yatra Online Inc 12,066 114 0.00%
29 YY INC 3,850 177 0.00%
30 YY INC 57,814 2,656 0.00%
31 YUME INC 250,331 1,023 0.00%
32 YUM CHINA HLDGS INC 600,817 16,289 0.01%
33 YUM BRANDS INC 1,181 75 0.00%
34 YUM BRANDS INC 3,022,956 192,865 0.08%
35 YRC WORLDWIDE INC 262,040 2,885 0.00%
36 YORK WTR CO 121,557 4,260 0.00%
37 YIRENDAI LTD SPONSORED ADR 16,599 416 0.00%
38 YELP INC 454,954 14,899 0.01%
39 YELP INC 2,906 95 0.00%
40 YANDEX N V 149,007 3,267 0.00%
41 YAMANA GOLD INC 454,622 1,248 0.00%
42 YAMANA GOLD INC 3 0 0.00%
43 YAHOO INC 20,000 928 0.00%
44 YAHOO INC 8,670,598 401,835 0.16%
45 Xerox Corp 12,632,535 92,637 0.04%
46 XYLEM INC 1,808,592 90,703 0.04%
47 XUNLEI LTD SPONSORED ADR 19,269 78 0.00%
48 XPO LOGISTICS INC 650,336 31,144 0.01%
49 XPLORE TECHNOLOGIES CORP COM PAR 0.001 16,945 34 0.00%
50 XPERI CORP 547,949 18,602 0.01%
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