| 1 |
PERCEPTIVE ADVISORS LLC |
6,519,634 |
4,610,000 |
63.62% |
|
|
| 2 |
WYNNEFIELD CAPITAL INC |
1,825,450 |
1,862,000 |
25.70% |
|
|
| 3 |
Hillsdale Investment Management Inc. |
153,504 |
156,000 |
2.15% |
|
|
| 4 |
Alpine Global Management, LLC |
148,101 |
150,000 |
2.07% |
|
|
| 5 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
101,800 |
104,000 |
1.44% |
|
|
| 6 |
Fiera Capital Corp |
100,000 |
101,000 |
1.39% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
56,224 |
57,000 |
0.79% |
|
|
| 8 |
B. Riley Wealth Advisors, Inc. |
35,000 |
36,000 |
0.50% |
|
|
| 9 |
ROYAL BANK OF CANADA |
23,345 |
24,000 |
0.33% |
|
|
| 10 |
CITADEL ADVISORS LLC |
19,955 |
20,000 |
0.28% |
|
|
| 11 |
UBS Group AG |
18,299 |
19,000 |
0.26% |
|
|
| 12 |
CITADEL ADVISORS LLC |
19,300 |
19,000 |
0.26% |
Put |
|
| 13 |
Creative Planning |
15,029 |
15,000 |
0.21% |
|
|
| 14 |
SEGALL BRYANT & HAMILL, LLC |
11,000 |
11,000 |
0.15% |
|
|
| 15 |
Virtu KCG Holdings LLC |
10,759 |
11,000 |
0.15% |
|
|
| 16 |
BLAIR WILLIAM & CO/IL |
10,800 |
11,000 |
0.15% |
|
|
| 17 |
LPL Financial LLC |
10,000 |
10,000 |
0.14% |
|
|
| 18 |
MORGAN STANLEY |
7,427 |
8,000 |
0.11% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
6,500 |
7,000 |
0.10% |
|
|
| 20 |
CUTLER GROUP LLC / CA |
5,229 |
5,000 |
0.07% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
2,600 |
4,000 |
0.06% |
|
|
| 22 |
1832 Asset Management L.P. |
3,150 |
3,000 |
0.04% |
|
|
| 23 |
I.G. INVESTMENT MANAGEMENT, LTD. |
679 |
1,000 |
0.01% |
|
|
| 24 |
Corbenic Partners LLC |
700 |
1,000 |
0.01% |
|
|
| 25 |
GROUP ONE TRADING LLC |
900 |
1,000 |
0.01% |
|
|
| 26 |
CT Financial Advisors LLC |
15 |
15 |
0.00% |
|
|
| 27 |
TORONTO DOMINION BANK |
85 |
0 |
0.00% |
|
|
| 28 |
DEUTSCHE BANK AG\ |
500 |
0 |
0.00% |
|
|
| 29 |
HUNTINGTON NATIONAL BANK |
500 |
0 |
0.00% |
|
|
| 30 |
BANK OF MONTREAL /CAN/ |
223 |
0 |
0.00% |
|
|
| 31 |
CREDIT AGRICOLE S A |
15 |
0 |
0.00% |
|
|
| 32 |
WELLS FARGO & COMPANY/MN |
11 |
0 |
0.00% |
|
|
