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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4601 OPEXA THERAPEUTICS INC COM PAR 35,913 27 0.00%
4602 INSTITUTIONAL FINL MKTS INC 23,694 27 0.00%
4603 MARTIN MIDSTREAM PRTNRS L P 1,387 27 0.00%
4604 SYNCHRONOSS TECHNOLOGIES INC 1,116 27 0.00%
4605 SCANA 420 27 0.00%
4606 CYPRESS SEMICONDUCTOR CORP 1,902 26 0.00%
4607 DR REDDYS LABS LTD 656 26 0.00%
4608 CHINA HGS REAL ESTATE INC 16,674 26 0.00%
4609 SWIFT TRANSN CO 1,281 26 0.00%
4610 ROCKWELL COLLINS INC 269 26 0.00%
4611 BIOCRYST PHARMACEUTICALS 3,147 26 0.00%
4612 Enservco Corp 77,749 26 0.00%
4613 CLEVELAND BIOLABS INC 16,688 26 0.00%
4614 TRONOX LTD SHS CL A 1,457 26 0.00%
4615 NUTANIX INC 1,411 26 0.00%
4616 PHOTOMEDEX INC 14,824 26 0.00%
4617 OPKO HEALTH INC 3,357 26 0.00%
4618 NET ELEMENT INC 26,887 25 0.00%
4619 ENVESTNET INC 789 25 0.00%
4620 GRUBHUB INC 762 25 0.00%
4621 MID AMER APT CMNTYS INC 252 25 0.00%
4622 ENPRO INDS INC COM 346 24 0.00%
4623 INDUSTRIAL SVCS AMER INC FLA 15,157 24 0.00%
4624 SPX CORP 992 24 0.00%
4625 PCM INC 883 24 0.00%
4626 UNITED MICROELECTRONICS CORP 12,866 24 0.00%
4627 AAR CORP COM 715 24 0.00%
4628 AMERICAN ELECTRIC TECH INC 11,601 24 0.00%
4629 BIOLINERX LTD 25,413 24 0.00%
4630 CELSION CORPORATION 81,576 23 0.00%
4631 ULTIMATE SOFTWARE GROUP INC COM 117 22 0.00%
4632 INFOSONICS CORP 41,938 22 0.00%
4633 GAP 929 22 0.00%
4634 ADDVANTAGE TECHNOLOGIES GROU 11,928 22 0.00%
4635 Global Ship Lease Inc 15,004 22 0.00%
4636 FORWARD INDS INC N Y 18,823 22 0.00%
4637 NATIONAL BANK 699 22 0.00%
4638 SKYWORKS SOLUTIONS INC 230 22 0.00%
4639 ACTIVISION BLIZZARD INC 425 21 0.00%
4640 RMG NETWORKS HLDG CORP 27,670 21 0.00%
4641 RXI PHARMACEUTICALS CORP NEW 26,638 21 0.00%
4642 AKERS BIOSCIENCES INC 12,000 21 0.00%
4643 INTERCONTINENTAL HOTELS GROU 435 21 0.00%
4644 ENTERTAINMENT GAMING ASIA IN 12,537 21 0.00%
4645 BLOCK H & R INC 908 21 0.00%
4646 CELESTICA INC 1,500 21 0.00%
4647 ROCKWELL AUTOMATION INC 139 21 0.00%
4648 REGENERON PHARMACEUTICALS 55 21 0.00%
4649 MINERALS TECHNOLOGIES INC 269 20 0.00%
4650 OCEAN RIG 71,668 20 0.00%
Page 93 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 e.l.f. Beauty Inc. 100,544 2,895 0.00%
2 Zosano Pharma Corp 43,518 82 0.00%
3 ZYNGA INC 6,636,920 18,915 0.01%
4 ZYNERBA PHARMACEUTICALS INC 75,244 1,512 0.00%
5 ZYNERBA PHARMACEUTICALS INC 771 15 0.00%
6 ZUMIEZ INC 157,587 2,883 0.00%
7 ZOGENIX INC 196,793 2,135 0.00%
8 ZOETIS INC 4,597,661 245,017 0.10%
9 ZOES KITCHEN INC 145,201 2,686 0.00%
10 ZIX CORP COM 463,379 2,228 0.00%
11 ZIX CORP COM 29,883 143 0.00%
12 ZIOPHARM ONCOLOGY INC 1,016,427 6,444 0.00%
13 ZIONS BANCORPORATION 1,685,622 19,131 0.01%
14 ZIONS BANCORPORATION 2,158,321 90,556 0.04%
15 ZION OIL & GAS INC 148,183 177 0.00%
16 ZIMMER BIOMET HLDGS INC 1,918,914 233,979 0.10%
17 ZILLOW GROUP INC 416,848 14,093 0.01%
18 ZILLOW GROUP INC 800,706 26,949 0.01%
19 ZENDESK INC 583,497 16,361 0.01%
20 ZELTIQ AESTHETICS INC 294,846 16,396 0.01%
21 ZEDGE INCORPORATED CLASS B 76,236 234 0.00%
22 ZEBRA TECHNOLOGIES CORPORATION CL A 423,389 38,634 0.02%
23 ZAYO GROUP HOLDINGS 819,193 26,938 0.01%
24 ZAIS GROUP HLDGS INC 22,211 59 0.00%
25 ZAGG INCORPORATED 207,906 1,496 0.00%
26 ZAFGEN INC COM 161,965 754 0.00%
27 Yield10 Bioscience, Inc. 37,277 13 0.00%
28 Yatra Online Inc 12,066 114 0.00%
29 YY INC 3,850 177 0.00%
30 YY INC 57,814 2,656 0.00%
31 YUME INC 250,331 1,023 0.00%
32 YUM CHINA HLDGS INC 600,817 16,289 0.01%
33 YUM BRANDS INC 1,181 75 0.00%
34 YUM BRANDS INC 3,022,956 192,865 0.08%
35 YRC WORLDWIDE INC 262,040 2,885 0.00%
36 YORK WTR CO 121,557 4,260 0.00%
37 YIRENDAI LTD SPONSORED ADR 16,599 416 0.00%
38 YELP INC 454,954 14,899 0.01%
39 YELP INC 2,906 95 0.00%
40 YANDEX N V 149,007 3,267 0.00%
41 YAMANA GOLD INC 454,622 1,248 0.00%
42 YAMANA GOLD INC 3 0 0.00%
43 YAHOO INC 20,000 928 0.00%
44 YAHOO INC 8,670,598 401,835 0.16%
45 Xerox Corp 12,632,535 92,637 0.04%
46 XYLEM INC 1,808,592 90,703 0.04%
47 XUNLEI LTD SPONSORED ADR 19,269 78 0.00%
48 XPO LOGISTICS INC 650,336 31,144 0.01%
49 XPLORE TECHNOLOGIES CORP COM PAR 0.001 16,945 34 0.00%
50 XPERI CORP 547,949 18,602 0.01%
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