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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4601 OPEXA THERAPEUTICS INC COM PAR 35,913 27 0.00%
4602 INSTITUTIONAL FINL MKTS INC 23,694 27 0.00%
4603 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 1,387 27 0.00%
4604 SYNCHRONOSS TECHNOLOGIES INC COM 1,116 27 0.00%
4605 SCANA CORP NEW COM 420 27 0.00%
4606 CYPRESS SEMICONDUCTOR CORP COM 1,902 26 0.00%
4607 Dr Reddy's Labs Ltd ADR 656 26 0.00%
4608 CHINA HGS REAL ESTATE INC 16,674 26 0.00%
4609 SWIFT TRANSN CO 1,281 26 0.00%
4610 ROCKWELL COLLINS INC 269 26 0.00%
4611 BIOCRYST PHARMACEUTICALS 3,147 26 0.00%
4612 ENSERVCO CORP 77,749 26 0.00%
4613 CLEVELAND BIOLABS INC COM NEW 16,688 26 0.00%
4614 TRONOX LTD 1,457 26 0.00%
4615 NUTANIX INC 1,411 26 0.00%
4616 PHOTOMEDEX INC 14,824 26 0.00%
4617 OPKO HEALTH INC 3,357 26 0.00%
4618 NET ELEMENT INC 26,887 25 0.00%
4619 ENVESTNET INC 789 25 0.00%
4620 GRUBHUB INC 762 25 0.00%
4621 MID AMER APT CMNTYS INC COM 252 25 0.00%
4622 ENPRO INDS INC COM 346 24 0.00%
4623 INDUSTRIAL SVCS AMER INC FLA 15,157 24 0.00%
4624 SPX CORP 992 24 0.00%
4625 PCM Inc 883 24 0.00%
4626 United Microelectronics Corp 12,866 24 0.00%
4627 AAR CORP COM 715 24 0.00%
4628 AMERICAN ELECTRIC TECH INC 11,601 24 0.00%
4629 BIOLINERX LTD 25,413 24 0.00%
4630 CELSION CORPORATION 81,576 23 0.00%
4631 ULTIMATE SOFTWARE GROUP INC 117 22 0.00%
4632 INFOSONICS CORP 41,938 22 0.00%
4633 GAP INC DEL 929 22 0.00%
4634 ADDVANTAGE TECHNOLOGIES GP I 11,928 22 0.00%
4635 Global Ship Lease Inc 15,004 22 0.00%
4636 FORWARD INDS INC N Y 18,823 22 0.00%
4637 NATIONAL BANK HOLD-CL A 699 22 0.00%
4638 SKYWORKS SOLUTIONS INC 230 22 0.00%
4639 ACTIVISION BLIZZARD INC 425 21 0.00%
4640 RMG NETWORKS HLDG CORP 27,670 21 0.00%
4641 RXI PHARMACEUTICALS CORP NEW COM 26,638 21 0.00%
4642 AKERS BIOSCIENCES INC COM 12,000 21 0.00%
4643 INTERCONTINENTAL HOTELS GROU SPON ADR NW 2016 435 21 0.00%
4644 ENTERTAINMENT GAMING ASIA IN 12,537 21 0.00%
4645 BLOCK H & R INC 908 21 0.00%
4646 CELESTICA INC 1,500 21 0.00%
4647 ROCKWELL AUTOMATION INC 139 21 0.00%
4648 REGENERON PHARMACEUTICALS COM 55 21 0.00%
4649 Minerals Technologies Inc 269 20 0.00%
4650 OCEAN RIG UDW INC SHS 71,668 20 0.00%
Page 93 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 160,900 38,176 0.02% PRN
2 SPANSION LLC 12,500,000 33,546 0.01% PRN
3 TESLA MOTORS INC 15,000,000 33,440 0.01% PRN
4 LAM RESEARCH CORP 12,194,000 25,828 0.01% PRN
5 ISHARES INC 666,563 22,149 0.01% PRN
6 IRIDIUM COMMUNICATIONS INC 55,688 18,860 0.01% PRN
7 EPR PPTYS 614,027 17,768 0.01% PRN
8 LGIH 9,220,000 15,143 0.01% PRN
9 RAYONIER ADVANCED MATLS INC 140,000 14,427 0.01% PRN
10 BLACKSTONE MTG TR INC 12,491,000 14,310 0.01% PRN
11 TRINITY INDS INC 10,500,000 12,750 0.01% PRN
12 STARWOOD PPTY TR INC 11,000,000 12,540 0.01% PRN
13 VECTOR GROUP LTD 8,500,000 12,301 0.01% PRN
14 TWO HBRS INVT CORP 11,000,000 11,295 0.00% PRN
15 RAMCO-GERSHENSON PPTYS TR 203,400 11,024 0.00% PRN
16 M/I HOMES INC 9,353,000 10,545 0.00% PRN
17 ISHARES TR 265,553 10,460 0.00% PRN
18 DOMINION ENERGY INC 200,000 10,060 0.00% PRN
19 MICROCHIP TECHNOLOGY INC 7,000,000 10,036 0.00% PRN
20 MEDICINES CO 5,645,000 9,899 0.00% PRN
21 LAYNE CHRISTENSEN CO 9,500,000 9,832 0.00% PRN
22 AEGEAN MARINE PETE NETWORK I 8,062,000 8,953 0.00% PRN
23 TESARO INC 2,000,000 8,862 0.00% PRN
24 APOLLO COML REAL EST FIN INC 5.5 percent 03/15/2019 8,020,000 8,811 0.00% PRN
25 ISHARES INC 164,896 7,880 0.00% PRN
26 CAMECO CORP 7,718,000 7,853 0.00% PRN
27 STANDARD PAC CORP NEW 7,500,000 7,748 0.00% PRN
28 ENCORE CAP GROUP INC 6,570,000 7,247 0.00% PRN
29 ALBANY MOLECULAR RESH INC 6,360,000 6,920 0.00% PRN
30 J2 GLOBAL INC 5,000,000 6,750 0.00% PRN
31 TESLA INC 6,500,000 6,500 0.00% PRN
32 HEALTHWAYS INC 4,000,000 6,147 0.00% PRN
33 CONSOLIDATED TOMOKA LD CO 6,000,000 6,060 0.00% PRN
34 ACCURAY INC 5,500,000 5,964 0.00% PRN
35 SUCAMPO PHARMACEUTICALS INC 6,000,000 5,936 0.00% PRN
36 SHUTTERFLY INC 5,539,000 5,532 0.00% PRN
37 NXP SEMICONDUCTORS N V 4,480,000 5,185 0.00% PRN
38 SPDR SERIES TRUST 58,024 5,114 0.00% PRN
39 BROCADE COMMUNICATIONS SYS I 5,000,000 5,056 0.00% PRN
40 HARMONIC INC 4,000,000 5,001 0.00% PRN
41 MEDICINES CO 3,000,000 4,728 0.00% PRN
42 ISHARES TR 27,192 4,655 0.00% PRN
43 VIRTUS INVT PARTNERS INC 45,000 4,402 0.00% PRN
44 ISHARES TR 56,588 3,913 0.00% PRN
45 ANTHEM INC 1,500,000 3,424 0.00% PRN
46 STARWOOD PROPERTY TRUST INC 3,000,000 3,275 0.00% PRN
47 M/I HOMES INC 3 percent 03/01/2018 2,829,000 2,869 0.00% PRN
48 STILLWATER MNG CO 2,000,000 2,660 0.00% PRN
49 GREEN PLAINS INC 2,000,000 2,642 0.00% PRN
50 RYLAND GROUP INC 2,000,000 2,511 0.00% PRN
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