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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.17%
2 MICROSOFT CORP 80,250,708 5,278,327 2.14%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.46%
4 AMAZON COM INC 3,953,637 3,500,176 1.42%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.36%
6 FACEBOOK INC 23,171,236 3,286,843 1.33%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.26%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.26%
9 ALPHABET INC 3,087,253 2,613,901 1.06%
10 Heritage Oaks Bancorp 194,847 2,601,207 1.05%
11 ALPHABET INC 3,090,355 2,560,188 1.04%
12 AT&T INC 61,081,195 2,534,388 1.03%
13 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.02%
14 WELLS FARGO CO NEW 44,788,457 2,489,406 1.01%
15 BANK AMER CORP 99,829,926 2,351,705 0.95%
16 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.94%
17 PFIZER INC 59,296,844 2,025,708 0.82%
18 CHEVRON CORP NEW 18,461,001 1,979,337 0.80%
19 INTEL CORP 53,934,059 1,943,037 0.79%
20 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.77%
21 HOME DEPOT INC 12,359,642 1,812,284 0.73%
22 CISCO SYS INC 53,471,217 1,804,977 0.73%
23 MERCK & CO INC 27,574,806 1,749,680 0.71%
24 COMCAST CORP NEW 46,585,566 1,748,680 0.71%
25 DISNEY WALT CO 15,047,184 1,703,892 0.69%
26 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
27 VISA INC 18,878,856 1,675,474 0.68%
28 PEPSICO INC 14,870,323 1,661,180 0.67%
29 CITIGROUP INC 27,004,602 1,613,103 0.65%
30 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.64%
31 COCA COLA CO 35,952,332 1,523,514 0.62%
32 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
33 ORACLE CORP 29,139,621 1,298,055 0.53%
34 ALTRIA GROUP INC 18,084,668 1,289,688 0.52%
35 AMGEN INC 7,460,812 1,222,415 0.50%
36 3M CO 6,303,345 1,204,437 0.49%
37 MASTERCARD INCORPORATED 10,023,151 1,125,829 0.46%
38 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
39 MCDONALDS CORP 8,299,563 1,074,230 0.44%
40 MEDTRONIC PLC 13,308,812 1,070,622 0.43%
41 BOEING CO 6,056,492 1,069,745 0.43%
42 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
43 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
44 ABBVIE INC 14,896,412 969,204 0.39%
45 QUALCOMM INC 16,922,363 969,153 0.39%
46 HONEYWELL INTL INC 7,662,095 955,460 0.39%
47 CELGENE CORP 7,654,180 951,066 0.39%
48 PRICELINE GRP INC 525,746 934,597 0.38%
49 STARBUCKS CORP 15,996,798 932,871 0.38%
50 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
501 Agile Therapeutics, Inc. 201,152 644 0.00%
502 Albany Molecular 204,481 2,868 0.00%
503 Alon USA Energy, Inc. 238,382 2,905 0.00%
504 Altisource Residential Corp 403,227 6,149 0.00%
505 Amber Road Inc 134,082 1,035 0.00%
506 Ames Natl Corp 50,151 1,534 0.00%
507 Amyris 588,026 311 0.00%
508 Approach Res Inc 268,688 674 0.00%
509 Ascendis Pharma 14,817 414 0.00%
510 Aspen Insurance Holdingf 609,528 31,725 0.01%
511 Atara Biotherapeutics Inc 173,639 3,568 0.00%
512 B & G FOODS INC NEW 514,807 20,720 0.01%
513 B COMMUNICATIONS LTD 10,045 201 0.00%
514 B. RILEY FINANCIAL INC 96,568 1,448 0.00%
515 B/E AEROSPACE INC 797,303 51,098 0.02%
516 B2GOLD CORP 10,054 28 0.00%
517 BABCOCK & WILCOX ENTERPRIS INC COM 374,996 3,502 0.00%
518 BADGER METER INC COM 251,009 9,224 0.00%
519 BAIDU INC 529,762 91,142 0.04%
520 BAKER HUGHES INC 4,305,783 257,221 0.11%
521 BALCHEM CORP 262,860 21,664 0.01%
522 BALDWIN AND LYONS INC CL B 76,399 1,867 0.00%
523 BALL CORP 1,637,759 121,443 0.05%
524 BALLANTYNE STRONG INC 65,729 394 0.00%
525 BALLARD PWR SYS INC NEW 89,219 197 0.00%
526 BANC OF CALIFORNIA INC COM 370,968 7,679 0.00%
527 BANCFIRST CORP 124,408 11,184 0.00%
528 BANCO BILBAO VIZCAYA ARGENTA 15,191 115 0.00%
529 BANCO MACRO SA 4,445 385 0.00%
530 BANCO SANTANDER SA 68,546 416 0.00%
531 BANCORP INC DEL COM 434,857 2,217 0.00%
532 BANCORPSOUTH INC 644,918 19,508 0.01%
533 BANCORPSOUTH INC 647 19 0.00%
534 BANK AMER CORP 99,829,926 2,351,705 0.96%
535 BANK AMER CORPORATION WARRANT EXP 011619 1,684,835 19,038 0.01%
536 BANK COMM HLDGS 106,722 1,141 0.00%
537 BANK HAWAII CORP 334,766 27,571 0.01%
538 BANK MARIN BANCORP 42,465 2,732 0.00%
539 BANK MONTREAL QUE 7,416 554 0.00%
540 BANK MUTUAL CORP NEW 340,493 3,200 0.00%
541 BANK N S HALIFAX 11,329 663 0.00%
542 BANK NEW YORK MELLON CORP 328 15 0.00%
543 BANK NEW YORK MELLON CORP 10,412,681 491,107 0.20%
544 BANK OF NT BUTTERFIELD&SON L 41,740 1,331 0.00%
545 BANK OF THE OZARKS INC 588 30 0.00%
546 BANK OF THE OZARKS INC 757,260 39,385 0.02%
547 BANKFINANCIAL CORP 135,570 1,968 0.00%
548 BANKRATE INC DEL COM 378,043 3,648 0.00%
549 BANKUNITED INC 804,665 30,022 0.01%
550 BANNER CORP COM NEW 272,620 15,168 0.01%
Page 11 of 96