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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 375 holdings with a total value of $379,028,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 NEW YORK & CO 41,186 94,000 0.02%
352 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,690 91,000 0.02%
353 INSIGNIA SYS INC 30,857 89,000 0.02%
354 ALPHATEC HOLDINGS INC 284,346 85,000 0.02%
355 VIRTUALSCOPICS INC 26,678 83,000 0.02%
356 ELTEK LTD 65,534 83,000 0.02%
357 ALLIED HEALTHCARE PRODS INC 71,821 80,000 0.02%
358 BLACK DIAMOND INC 17,000 75,000 0.02%
359 ARI Network Services Inc 15,273 69,000 0.02%
360 ARCH COAL INC 68,281 67,000 0.02%
361 SEACHANGE INTL INC 10,000 67,000 0.02% Call
362 TECHNICAL COMMUNICATIONS COR 21,616 65,000 0.02%
363 PUTNAM MASTER INTER INCOME T 13,920 63,000 0.02%
364 FIRST ACCEPTANCE CORP 26,076 62,000 0.02%
365 KEMET CORP COM NEW 26,000 62,000 0.02%
366 MCCLATCHY CO 48,000 58,000 0.02%
367 APPLIANCE RECYCLING CTRS AME 54,733 57,000 0.02%
368 LANTRONIX INC 46,072 52,000 0.01%
369 Support.Com Inc 43,671 44,000 0.01%
370 PRO-DEX INC COLO 17,196 42,000 0.01%
371 BIODEL INC 116,525 40,000 0.01%
372 BARNWELL INDS INC 20,000 38,000 0.01%
373 Tenga Inc 285,947 34,000 0.01%
374 HARTE-HANKS INC 10,000 32,000 0.01% Call
375 VENAXIS INC 79,400 24,000 0.01%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-010550, filed 2016.02.16). and New Holdings filing (0000919574-16-012134, filed 2016.03.24).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.