Dark
Light
System
Security
ARI NETWORK SVCS INC
ARI NETWORK SVCS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 21 Institutional holders with a total value of $19,246,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,531,300 6,891,000 35.80%
2 Cowen Prime Services LLC 1,259,200 5,666,000 29.44%
3 FIRST WILSHIRE SECURITIES MANAGEMENT INC 381,844 1,718,000 8.93%
4 AWM Investment Company, Inc. 300,000 1,350,000 7.01%
5 VANGUARD GROUP INC 217,714 980,000 5.09%
6 Hodges Capital Management Inc. 180,000 810,000 4.21%
7 PERRITT CAPITAL MANAGEMENT INC 128,800 580,000 3.01%
8 Blue Clay Capital Management, LLC 75,079 338,000 1.76%
9 GEODE CAPITAL MANAGEMENT, LLC 69,276 311,000 1.62%
10 LPL Financial LLC 49,448 224,000 1.16%
11 Spark Investment Management LLC 22,000 99,000 0.51%
12 SHEPHERD KAPLAN KROCHUK, LLC 15,273 69,000 0.36%
13 NEEDHAM INVESTMENT MANAGEMENT LLC 15,000 68,000 0.35%
14 JBF Capital, Inc. 12,200 55,000 0.29%
15 BlackRock Fund Advisors 7,354 33,000 0.17%
16 Walleye Trading LLC 4,313 19,000 0.10%
17 ACADIAN ASSET MANAGEMENT LLC 2,999 13,000 0.07%
18 BlackRock Investment Management, LLC 2,424 11,000 0.06%
19 MAGEE THOMSON INVESTMENT PARTNERS LLC 1,497 7,000 0.04%
20 MORGAN STANLEY 751 3,000 0.02%
21 GLOBEFLEX CAPITAL L P 157 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.