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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 EXPRESS SCRIPTS HLDG CO 38,000 2,680 0.56% Put
2 CVS HEALTH CORP 27,900 2,483 0.52% Put
3 TEVA PHARMACEUTICAL INDS LTD 41,600 1,914 0.40% Put
4 BIOGEN INC 5,900 1,847 0.38% Put
5 TESLA INC 7,900 1,612 0.34% Put
6 ISHARES TR 2,500 372 0.08% Put
7 ISHARES TR 2,000 248 0.05% Put
8 BERKSHIRE HATHAWAY INC DEL 46,700 6,747 1.40% Call
9 WHITING PETROLEUM CORP COM 50,000 437 0.09% Call
10 QUALITY SYS INC 37,400 423 0.09% Call
11 Corrections Cp Amer Ne 22,000 305 0.06% Call
12 BUILD A BEAR WORKSHOP COM 13,000 135 0.03% Call
13 GEO GROUP INC(THE) COM USD0.01 5,000 119 0.02% Call
14 KINROSS GOLD CORP 26,000 109 0.02% Call
15 SILVERWHEATONCOR 4,000 108 0.02% Call
16 ASCENA RETAIL GROUP INC COM 14,600 82 0.02% Call
17 Global Eagle Entertainment Inc 8,000 66 0.01% Call
18 WILLIAMS CLAYTON ENERGY INC 651,651 55,677 11.59%
19 PIONEER NAT RES CO 132,637 24,624 5.12%
20 CALLON PETE CO DEL COM 1,538,282 24,151 5.03%
21 RESOLUTE ENERGY 857,466 22,346 4.65%
22 CALIFORNIA RES CORP 1,330,094 16,626 3.46%
23 CIMAREX ENERGY 110,282 14,819 3.08%
24 GULFPORT ENERGY CORP 497,351 14,050 2.92%
25 SANCHEZ ENERGY CORP COM 1,550,088 13,703 2.85%
26 ENERGEN CORP COM 226,992 13,102 2.73%
27 WPX ENERGY INC 982,109 12,954 2.70%
28 CARRIZO OIL & GAS INC 292,214 11,870 2.47%
29 WHITING PETROLEUM CORP COM 1,238,337 10,823 2.25%
30 CONCHO RESOURCES 72,781 9,996 2.08%
31 EQT CORP 137,576 9,991 2.08%
32 CABOT OIL & GAS CORP 363,218 9,371 1.95%
33 ANTERO RES CORP 316,874 8,540 1.78%
34 Laredo Petroleum Inc 639,675 8,252 1.72%
35 NEWFIELD EXPL CO 176,621 7,676 1.60%
36 BILL BARRETT CP 1,343,878 7,472 1.55%
37 BERKSHIRE HATHAWAY INC DEL 45,650 6,595 1.37%
38 RSP PERMIAN INC COM 89,317 3,464 0.72%
39 EOG RES INC 31,795 3,075 0.64%
40 CONTANGO OIL & GAS CO COM NEW 300,809 3,074 0.64%
41 PROSHARES TR II 39,939 2,924 0.61%
42 AMERICAN EXPRESS CO 39,171 2,509 0.52%
43 8POINT3 ENERGY PARTNERS LP 156,546 2,254 0.47%
44 CONTINENTAL RESOURE 41,927 2,179 0.45%
45 BIODELIVERY SCIENCES INTL IN 803,810 2,170 0.45%
46 GASTAR EXPL INC NEW COM 2,477,674 2,093 0.44%
47 DIAMONDBACK ENERGY INC 20,466 1,976 0.41%
48 COPART INC 35,768 1,916 0.40%
49 S&P GLOBAL INC 15,065 1,907 0.40%
50 ZIMMER BIOMET HLDGS INC 13,379 1,740 0.36%
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