| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 5,188,794 | 14,010,000 | 18.89% | ||
| 2 | VANGUARD GROUP INC | 2,031,599 | 5,486,000 | 7.40% | ||
| 3 | Engaged Capital LLC | 1,876,550 | 5,067,000 | 6.83% | ||
| 4 | AMERIPRISE FINANCIAL INC | 1,703,357 | 4,599,000 | 6.20% | ||
| 5 | ROYCE & ASSOCIATES LP | 1,542,900 | 4,166,000 | 5.62% | ||
| 6 | FALCON POINT CAPITAL, LLC | 1,597,378 | 3,674,000 | 4.96% | ||
| 7 | DEUTSCHE BANK AG\ | 1,096,917 | 2,961,000 | 3.99% | ||
| 8 | EMERALD ACQUISITION LTD. | 1,065,918 | 2,878,000 | 3.88% | ||
| 9 | BlackRock Institutional Trust Company, N.A. | 977,251 | 2,639,000 | 3.56% | ||
| 10 | Grandeur Peak Global Advisors, LLC | 950,456 | 2,566,000 | 3.46% | ||
| 11 | RENAISSANCE TECHNOLOGIES LLC | 929,275 | 2,509,000 | 3.38% | ||
| 12 | MILLENNIUM MANAGEMENT LLC | 888,556 | 2,399,000 | 3.24% | ||
| 13 | SHEPHERD KAPLAN KROCHUK, LLC | 803,810 | 2,170,000 | 2.93% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 802,603 | 2,167,000 | 2.92% | ||
| 15 | BANK OF MONTREAL /CAN/ | 713,805 | 1,927,000 | 2.60% | ||
| 16 | SABBY MANAGEMENT, LLC | 689,900 | 1,863,000 | 2.51% | ||
| 17 | BLAIR WILLIAM & CO/IL | 670,797 | 1,811,000 | 2.44% | ||
| 18 | BAILARD, INC. | 558,000 | 1,507,000 | 2.03% | ||
| 19 | GEODE CAPITAL MANAGEMENT, LLC | 324,492 | 876,000 | 1.18% | ||
| 20 | MORGAN STANLEY | 302,859 | 818,000 | 1.10% | ||
| 21 | SALEM INVESTMENT COUNSELORS INC | 22,750 | 614,000 | 0.83% | ||
| 22 | Foresite Capital Management II, LLC | 225,281 | 608,000 | 0.82% | ||
| 23 | BAKER BROS. ADVISORS LP | 210,021 | 567,000 | 0.76% | ||
| 24 | TIVERTON ASSET MANAGEMENT LLC | 180,417 | 487,000 | 0.66% | ||
| 25 | SEARLE & CO. | 184,250 | 455,000 | 0.61% | ||
| 26 | GOLDMAN SACHS GROUP INC | 138,519 | 374,000 | 0.50% | ||
| 27 | BlackRock Fund Advisors | 137,896 | 372,000 | 0.50% | ||
| 28 | NORTHERN TRUST CORP | 122,095 | 330,000 | 0.45% | ||
| 29 | KRILOGY FINANCIAL LLC | 97,000 | 262,000 | 0.35% | ||
| 30 | DAVENPORT & Co LLC | 92,200 | 248,940 | 0.34% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 88,700 | 239,000 | 0.32% | Call | |
| 32 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 86,900 | 235,000 | 0.32% | ||
| 33 | TIAA CREF INVESTMENT MANAGEMENT LLC | 81,150 | 219,000 | 0.30% | ||
| 34 | ACADIAN ASSET MANAGEMENT LLC | 79,983 | 217,000 | 0.29% | ||
| 35 | Bank of New York Mellon Corp | 62,945 | 170,000 | 0.23% | ||
| 36 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 62,300 | 168,000 | 0.23% | Put | |
| 37 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 60,000 | 162,000 | 0.22% | ||
| 38 | STATE STREET CORP | 51,562 | 139,000 | 0.19% | ||
| 39 | NEXT Financial Group, Inc | 49,850 | 135,000 | 0.18% | ||
| 40 | FORESITE CAPITAL MANAGEMENT III, LLC | 47,158 | 127,000 | 0.17% | ||
| 41 | TFS CAPITAL LLC | 47,182 | 127,000 | 0.17% | ||
| 42 | WOLVERINE TRADING LP /BD | 46,100 | 126,000 | 0.17% | Call | |
| 43 | Janney Montgomery Scott LLC | 46,400 | 125,000 | 0.17% | ||
| 44 | Archford Capital Strategies, LLC | 40,000 | 108,000 | 0.15% | ||
| 45 | Virtu KCG Holdings LLC | 39,347 | 106,000 | 0.14% | ||
| 46 | Cutter & CO Brokerage, Inc. | 38,680 | 104,000 | 0.14% | ||
| 47 | A.R.T. Advisors, LLC | 35,700 | 96,000 | 0.13% | ||
| 48 | BUCKINGHAM STRATEGIC WEALTH, LLC | 35,600 | 96,000 | 0.13% | ||
| 49 | PRICE T ROWE ASSOCIATES INC /MD/ | 31,500 | 85,000 | 0.11% | ||
| 50 | Sigma Planning Corp | 30,359 | 82,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
