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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 SILVER WHEATON CORP 18,681 505 0.11%
302 SILVER WHEATON CORP 4,000 108 0.02% Call
303 SINCLAIR BROADCAST GROUP INC 24,272 701 0.15%
304 SKYWEST INC 23,842 630 0.13%
305 SMTC CORP 156,588 216 0.04%
306 SPAR GROUP INC 64,300 65 0.01%
307 SPDR S&P 500 ETF TR 4,650 1,006 0.21%
308 ST JUDE MED INC 14,644 1,168 0.24%
309 STMICROELECTRONICS N V 15,048 123 0.03%
310 STRYKER CORP 10,123 1,178 0.25%
311 SUNOPTA INC 15,000 106 0.02%
312 SUPER MICRO COMPUTER INC COM 10,769 252 0.05%
313 SUPERNUS PHARMACEUTICALS INC 32,103 794 0.17%
314 SUPERVALU INC 27,300 136 0.03%
315 SYNERGY PHARMACEUTICALS DEL 135,065 744 0.15%
316 SYNOPSYS INC 10,846 417 0.09%
317 TANDEM DIABETES CARE INC COM 35,623 273 0.06%
318 TCW STRATEGIC INCOME FD INC 26,080 138 0.03%
319 TECK RESOURCES LTD 11,800 213 0.04%
320 TEL INSTR ELECTRS CORP 103,106 402 0.08%
321 TENGASCO INC 22,063 26 0.01%
322 TESLA INC 7,900 1,612 0.34% Put
323 TEVA PHARMACEUTICAL INDS LTD 41,600 1,914 0.40% Put
324 THERMO FISHER SCIENTIFIC INC 8,329 1,325 0.28%
325 TILLYS INC CL A 13,781 129 0.03%
326 TITAN INTL INC ILL COM 12,885 130 0.03%
327 TOP IMAGE SYSTEMS LTD 19,150 43 0.01%
328 TOR MINERALS INTL INC 30,866 163 0.03%
329 TORTOISE PIPELINE & ENERGY FD 16,520 350 0.07%
330 TOWER INTL INC 13,129 316 0.07%
331 TRANS WORLD ENTMT CORP 17,245 59 0.01%
332 TRANSOCEAN LTD 11,684 125 0.03%
333 TRAVELCENTERS AMER LLC 11,000 79 0.02%
334 TRAVELERS COMPANIES INC 9,036 1,035 0.22%
335 TRINITY BIOTECH PLC 51,938 687 0.14%
336 TRONOX LTD SHS CL A 13,551 127 0.03%
337 TTM TECHNOLOGIES 11,151 128 0.03%
338 Teekay Tankers LTD 57,500 145 0.03%
339 ULTRA CLEAN HLDGS INC 39,700 294 0.06%
340 UNIT CORP COM 38,604 718 0.15%
341 UNITED CONTL HLDGS INC 14,083 739 0.15%
342 UNITED RENTALS INC 6,108 479 0.10%
343 UNITED THERAPEUTICS CORP DEL 2,400 283 0.06%
344 UNITEDHEALTH GROUP INC 9,610 1,345 0.28%
345 UNIVERSAL INS HLDGS INC 17,552 442 0.09%
346 USG Corp 15,981 413 0.09%
347 VAALCO ENERGY INC 93,500 87 0.02%
348 VANGUARD INDEX FDS 5,510 478 0.10%
349 VANGUARD INDEX FDS 7,660 853 0.18%
350 VERIFONE SYS INC 51,000 803 0.17%
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