| 1 |
GUGGENHEIM CAPITAL LLC |
521,783 |
11,052,000 |
21.31% |
|
|
| 2 |
MORGAN STANLEY |
427,325 |
9,050,000 |
17.45% |
|
|
| 3 |
Advisors Asset Management, Inc. |
220,455 |
4,669,000 |
9.00% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
186,495 |
3,950,000 |
7.61% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
137,140 |
2,905,000 |
5.60% |
|
|
| 6 |
Invesco Ltd. |
94,976 |
2,012,000 |
3.88% |
|
|
| 7 |
FIRST TRUST ADVISORS LP |
83,315 |
1,765,000 |
3.40% |
|
|
| 8 |
UBS Group AG |
82,208 |
1,742,000 |
3.36% |
|
|
| 9 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
78,477 |
1,661,000 |
3.20% |
|
|
| 10 |
Freestone Capital Holdings, LLC |
74,957 |
1,588,000 |
3.06% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
64,805 |
1,373,000 |
2.65% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
60,526 |
1,282,000 |
2.47% |
|
|
| 13 |
ROYAL BANK OF CANADA |
48,938 |
1,037,000 |
2.00% |
|
|
| 14 |
Mariner, LLC |
48,187 |
1,020,000 |
1.97% |
|
|
| 15 |
OPPENHEIMER & CO INC |
45,493 |
964,000 |
1.86% |
|
|
| 16 |
HighTower Advisors, LLC |
40,807 |
859,000 |
1.66% |
|
|
| 17 |
CAVALIER INVESTMENTS, LLC |
40,174 |
851,000 |
1.64% |
|
|
| 18 |
ALPINE WOODS CAPITAL INVESTORS, LLC |
36,000 |
762,000 |
1.47% |
|
|
| 19 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
32,000 |
678,000 |
1.31% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
27,305 |
578,000 |
1.11% |
|
|
| 21 |
ENVESTNET ASSET MANAGEMENT INC |
24,494 |
519,000 |
1.00% |
|
|
| 22 |
CARDAN CAPITAL PARTNERS, LLC |
18,813 |
398,000 |
0.77% |
|
|
| 23 |
Commonwealth Equity Services, Inc |
18,593 |
394,000 |
0.76% |
|
|
| 24 |
SHEPHERD KAPLAN KROCHUK, LLC |
16,520 |
350,000 |
0.67% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,854 |
145,000 |
0.28% |
|
|
| 26 |
IFP ADVISORS, INC |
3,234 |
69,000 |
0.13% |
|
|
| 27 |
WFG Advisors, LP |
3,000 |
64,000 |
0.12% |
|
|
| 28 |
ADVISOR GROUP, INC. |
2,025 |
43,000 |
0.08% |
|
|
| 29 |
KELMAN-LAZAROV, INC. |
1,750 |
36,295 |
0.07% |
|
|
| 30 |
BANK OF MONTREAL /CAN/ |
1,000 |
21,000 |
0.04% |
|
|
| 31 |
MSI Financial Services Inc |
828 |
18,000 |
0.03% |
|
|
| 32 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
11,000 |
0.02% |
|
|
| 33 |
WESTPORT RESOURCES MANAGEMENT INC |
326 |
7,000 |
0.01% |
|
|
