Dark
Light
System
Institutional Investment Manager
Geneva Advisors, LLC
Geneva Advisors, LLC (CIK: 0001269932) incorporated in Delaware, located at 181 W Madison Street, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001144204-14-064629) filed in 2014.11.03
#
Name
Shares
Value ($)
%
Options
Notes
601 ADVISORS DISCIPLINED T * UNIT 18,462 196 0.00%
602 ACACIA RESH CORP ACACIA TCH COM 12,509 194 0.00%
603 SINGAPORE TECHNOLOGIES ENGINEE 67,200 192 0.00%
604 UNIVERSAL ROBINA CORP 46,000 191 0.00%
605 Carriage Services Inc. 10,696 185 0.00%
606 Alcoa 11,000 177 0.00%
607 ANNALY CAP MGMT INC 15,700 168 0.00%
608 ALLIANCE GLOBAL INC 258,800 150 0.00%
609 CHINA AUTOMATION GROUP 688,000 138 0.00%
610 Horizon Pharma Plc 11,150 137 0.00%
611 MANNKIND CORP 23,020 136 0.00%
612 KASIKORNBANK PCL NVDR 18,700 136 0.00%
613 SM PRIME HOLDINGS INC-ORD 344,750 134 0.00%
614 SILVERCREST MINES INC 90,000 134 0.00%
615 Ishares - Japan 11,040 130 0.00%
616 CNOOC LTD 73,800 127 0.00%
617 GRUPO FINANCIERO BANORTE 19,270 123 0.00%
618 DENDREON CORP 79,800 115 0.00%
619 IHH HEALTHCARE BHD 69,200 107 0.00%
620 FRONTIER COMMUNICATIONS CORP 16,368 107 0.00%
621 GOLDSOURCE MINES INC F 556,305 107 0.00%
622 TINKA RES LTD COM 580,390 106 0.00%
623 METOLIUS DIVERSIFIED FD PRIVAT 102,523 103 0.00%
624 AMERN EAGLE ENERGY NEW 25,150 102 0.00%
625 Arena Pharmaceuticals, Inc 24,200 101 0.00%
626 FORTUNE REAL ESTATE INVESTMENT 115,000 101 0.00%
627 ALSEA SAB DE CV 31,345 99 0.00%
628 STAKEHOLDER GOLD CORP F 500,000 99 0.00%
629 LIFE HEALTHCARE GROUP HOLDINGS 23,600 93 0.00%
630 ELITE PHARMACEUTICALS 290,880 93 0.00%
631 BlackRock Enhanced Equity Divi 11,216 92 0.00%
632 ADVISORS DISCIPLN TR * UNIT 12 10,150 90 0.00%
633 ADVISORS UT1216EURSLINCFR 10,193 90 0.00%
634 MIDWAY GOLD CORP 84,100 87 0.00%
635 SINGAPORE AIRPORT TERMINAL 35,500 85 0.00%
636 Wendy's Co Class A 10,165 84 0.00%
637 BANGKOK DUSIT MED SERVICE-F 143,000 82 0.00%
638 SAPURAKENCANA PETROLEUM BHD 63,300 80 0.00%
639 Sirius XM Holdings Inc 22,730 79 0.00%
640 Titan Medical (USD) 35,600 78 0.00%
641 PT Bank Mandiri (Persero) Tbk 93,200 77 0.00%
642 POLYMET MINING CORP 69,803 75 0.00%
643 METOLIUS DIVERSIFIED (2X) FUND 69,750 70 0.00%
644 PJSC Gazprom Sp ADR 10,000 70 0.00%
645 GALAXY ENTERTAINME 12,000 70 0.00%
646 SPT ENERGY GROUP I 198,900 69 0.00%
647 ECA MARCELLUS TR I 12,200 67 0.00%
648 YOMA STRATEGIC HOLDINGS LTD 136,500 66 0.00%
649 PACIFIC BASIN SHIPPING 111,500 60 0.00%
650 NEOGENOMICS INC 10,000 52 0.00%
Page 13 of 15