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POLYMET MINING CORP COM
POLYMET MINING CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 37 Institutional holders with a total value of $3,092,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMUNDI ASSET MANAGEMENT US, INC. 1,077,373 1,164,000 37.64%
2 ELKHORN PARTNERS LIMITED PARTNERSHIP 372,000 402,000 13.00%
3 FIRST TRUST ADVISORS LP 198,984 215,000 6.95%
4 COMMERZBANK AKTIENGESELLSCHAFT /FI 192,320 208,000 6.73%
5 UBS AG 149,107 161,000 5.21%
6 BARING ASSET MANAGEMENT Ltd 116,046 126,000 4.07%
7 PERKINS CAPITAL MANAGEMENT INC 105,500 114,000 3.69%
8 Virtu KCG Holdings LLC 80,948 87,000 2.81%
9 US BANCORP \DE\ 80,000 86,000 2.78%
10 Geneva Advisors, LLC 69,803 75,000 2.43%
11 Cetera Advisor Networks LLC 41,010 44,000 1.42%
12 Geduld E E 37,500 41,000 1.33%
13 ROYAL BANK OF CANADA 33,309 37,000 1.20%
14 LPL Financial LLC 32,110 35,000 1.13%
15 Cambridge Investment Research Advisors, Inc. 27,848 30,000 0.97%
16 Rotella Capital Management, Inc. 22,100 24,000 0.78%
17 JNBA Financial Advisors 21,503 23,000 0.74%
18 NEXT Financial Group, Inc 21,000 23,000 0.74%
19 GOLDMAN SACHS GROUP INC 18,064 20,000 0.65%
20 Commonwealth Equity Services, Inc 17,308 19,000 0.61%
21 BANK HAPOALIM BM 14,000 15,000 0.49%
22 SNS Financial Group, LLC 12,525 14,000 0.45%
23 CG Asset Management LLC 12,500 13,000 0.42%
24 AMERIPRISE FINANCIAL INC 12,448 13,000 0.42%
25 WFG Advisors, LP 11,200 12,000 0.39%
26 Zhang Financial LLC 11,500 12,000 0.39%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,150 12,000 0.39%
28 J.P. Morgan Private Wealth Advisors LLC 10,000 11,000 0.36%
29 MAIRS & POWER INC 10,000 11,000 0.36%
30 WEDBUSH SECURITIES INC 10,500 11,000 0.36%
31 AMERICAN INTERNATIONAL GROUP, INC. 9,000 9,720 0.31%
32 MORGAN STANLEY 8,050 9,000 0.29%
33 BANK OF AMERICA CORP /DE/ 8,667 9,000 0.29%
34 Creative Planning 6,000 6,000 0.19%
35 CapWealth Advisors, LLC 500 1,000 0.03%
36 Tower Research Capital LLC (TRC) 62 0 0.00%
37 TORONTO DOMINION BANK 95 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.