| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Real Goods Solar Cl A Class A | 11,292 | 3,000 | 0.00% | ||
| 2 | INDIA GLOBALIZATION CAP CW11 EXP 3/6/15 | 590,900 | 3,000 | 0.00% | ||
| 3 | FREEPORT-MCMORAN INC | 200 | 4,000 | 0.00% | Put | |
| 4 | AMERICAN EAGLE ENERGY CORP COM | 27,450 | 5,000 | 0.00% | ||
| 5 | ROCK CREEK PHARMACEUTICALS INCORPORATED | 106,683 | 11,000 | 0.00% | ||
| 6 | NORTH AMERN PALLADIUM LTD | 55,800 | 12,000 | 0.00% | ||
| 7 | KINGOLD JEWELRY INC | 15,200 | 17,000 | 0.00% | ||
| 8 | ASCENT SOLAR TECHNOLOGIES INC COM NEW | 16,949 | 19,000 | 0.00% | ||
| 9 | FX ENERGY INC | 16,110 | 20,000 | 0.00% | ||
| 10 | FINISAR CORP | 1,000 | 21,000 | 0.00% | Call | |
| 11 | OWENS CORNING NEW | 500 | 22,000 | 0.00% | Call | |
| 12 | ALASKA COMMUNICATIONS SYS GR | 14,433 | 24,000 | 0.00% | ||
| 13 | Support.Com Inc | 16,182 | 25,000 | 0.00% | ||
| 14 | Neo Performance Materials | 66,066 | 25,000 | 0.00% | ||
| 15 | Vical Inc | 26,308 | 25,000 | 0.00% | ||
| 16 | KALOBIOS PHARMACEUTICALS INC | 61,098 | 30,000 | 0.00% | ||
| 17 | Neostem Inc | 12,747 | 32,000 | 0.00% | ||
| 18 | Quantum Fuel Systems Tech Worl | 11,800 | 32,000 | 0.00% | ||
| 19 | ASANKO GOLD INC | 22,604 | 33,000 | 0.00% | ||
| 20 | DOVER MOTORSPORTS INC | 14,000 | 33,000 | 0.00% | ||
| 21 | Unwired Planet, Inc. | 58,587 | 34,000 | 0.00% | ||
| 22 | EVRYWARE GLOBAL INC | 29,095 | 35,000 | 0.00% | ||
| 23 | URANIUM ENERGY CORP | 23,100 | 35,000 | 0.00% | ||
| 24 | PLASMATECH BIOPHARMACEUTICAL | 11,294 | 35,000 | 0.00% | ||
| 25 | DRYSHIPS INC | 47,255 | 36,000 | 0.00% | ||
| 26 | CVSL INC. WARRANTS EXP 2/27/20 | 16,355 | 37,000 | 0.00% | ||
| 27 | 22ND CENTY GROUP INC | 43,336 | 37,000 | 0.00% | ||
| 28 | HARVEST NATURAL RESOURCES IN | 85,787 | 38,000 | 0.00% | ||
| 29 | FUEL TECH INC | 12,458 | 39,000 | 0.00% | ||
| 30 | EXELIXIS INC | 15,300 | 39,000 | 0.00% | Put | |
| 31 | Verso Corp | 22,063 | 40,000 | 0.00% | ||
| 32 | LIFEVANTAGE CORPORATION | 55,822 | 44,000 | 0.00% | ||
| 33 | RADIO ONE INC CL D NON VTG | 14,264 | 44,000 | 0.00% | ||
| 34 | YINGLI GREEN ENERGY HLDG CO | 24,200 | 45,000 | 0.00% | ||
| 35 | MOSYS INC | 21,331 | 45,000 | 0.00% | ||
| 36 | B2GOLD CORP | 29,313 | 45,000 | 0.00% | ||
| 37 | NAVIOS MARITIME ACQUIS CORP SHS | 13,132 | 46,000 | 0.00% | ||
| 38 | DIGIRAD CORP | 10,290 | 47,000 | 0.00% | ||
| 39 | VISTEON CORP COM NEW | 500 | 48,000 | 0.00% | Call | |
| 40 | BROADWIND ENERGY INC COM NEW | 10,029 | 50,000 | 0.00% | ||
| 41 | GOLD FIELDS LTD NEW | 12,366 | 50,000 | 0.00% | ||
| 42 | TOWERSTREAM CORP | 23,157 | 50,000 | 0.00% | ||
| 43 | UR ENERGY INC | 53,589 | 51,000 | 0.00% | ||
| 44 | Apricus Biosciences, Inc. | 28,928 | 54,000 | 0.00% | ||
| 45 | Alcoa | 4,200 | 54,000 | 0.00% | Call | |
| 46 | RESOLUTE ENERGY CORP | 97,671 | 55,000 | 0.00% | ||
| 47 | SYNERGETICS USA INC | 10,114 | 55,000 | 0.00% | ||
| 48 | REACHLOCAL INC | 18,961 | 55,000 | 0.00% | ||
| 49 | REALNETWORKS INC | 8,371 | 56,000 | 0.00% | ||
| 50 | NEW YORK & CO | 22,470 | 56,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-15-000010, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
