| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TB Partners GP LTD | 5,200,000 | 9,620,000 | 20.46% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 3,938,414 | 7,286,000 | 15.50% | ||
| 3 | DnB Asset Management AS | 2,390,172 | 4,421,818 | 9.41% | ||
| 4 | Invesco Ltd. | 1,926,281 | 3,564,000 | 7.58% | ||
| 5 | GOLDMAN SACHS GROUP INC | 1,392,000 | 2,575,000 | 5.48% | Put | |
| 6 | GOLDMAN SACHS GROUP INC | 1,192,613 | 2,206,000 | 4.69% | ||
| 7 | TB Alternative Assets Ltd. | 787,411 | 1,457,000 | 3.10% | ||
| 8 | PROFUND ADVISORS LLC | 629,978 | 1,165,000 | 2.48% | ||
| 9 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 533,300 | 1,045,000 | 2.22% | ||
| 10 | UBS Group AG | 536,687 | 993,000 | 2.11% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 526,400 | 974,000 | 2.07% | Put | |
| 12 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 487,443 | 902,000 | 1.92% | ||
| 13 | CREDIT SUISSE AG/ | 397,800 | 737,000 | 1.57% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 391,135 | 724,000 | 1.54% | ||
| 15 | D. E. Shaw & Co., Inc. | 358,135 | 663,000 | 1.41% | ||
| 16 | Sculptor Capital LP | 350,000 | 648,000 | 1.38% | Call | |
| 17 | BlackRock Group LTD | 330,063 | 611,000 | 1.30% | ||
| 18 | DEUTSCHE BANK AG\ | 283,877 | 525,000 | 1.12% | ||
| 19 | MORGAN STANLEY | 281,418 | 521,000 | 1.11% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 265,239 | 491,000 | 1.04% | ||
| 21 | STATE STREET CORP | 263,285 | 487,000 | 1.04% | ||
| 22 | Guinness Atkinson Asset Management Inc | 215,100 | 398,000 | 0.85% | ||
| 23 | Aperio Group, LLC | 207,396 | 384,000 | 0.82% | SH | |
| 24 | BlackRock Fund Advisors | 201,076 | 372,000 | 0.79% | ||
| 25 | Virtu KCG Holdings LLC | 199,724 | 369,000 | 0.78% | ||
| 26 | UBS Group AG | 166,100 | 307,000 | 0.65% | Put | |
| 27 | VAN ECK ASSOCIATES CORP | 151,185 | 280,000 | 0.60% | ||
| 28 | FIRST TRUST ADVISORS LP | 144,628 | 268,000 | 0.57% | ||
| 29 | DIALECTIC CAPITAL MANAGEMENT, LP | 140,863 | 261,000 | 0.56% | ||
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 591 | 260,000 | 0.55% | Put | |
| 31 | Legal & General Group Plc | 132,070 | 244,000 | 0.52% | ||
| 32 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 112,900 | 209,000 | 0.44% | Call | |
| 33 | Zurcher Kantonalbank (Zurich Cantonalbank) | 110,293 | 204,000 | 0.43% | ||
| 34 | Bank of New York Mellon Corp | 100,624 | 186,000 | 0.40% | ||
| 35 | Guinness Asset Management LTD | 83,320 | 154,000 | 0.33% | ||
| 36 | KBC Group NV | 76,068 | 141,000 | 0.30% | ||
| 37 | SG Americas Securities, LLC | 67,367 | 125,000 | 0.27% | ||
| 38 | LUMINUS MANAGEMENT LLC | 66,638 | 123,000 | 0.26% | ||
| 39 | BANK OF MONTREAL /CAN/ | 65,690 | 121,000 | 0.26% | ||
| 40 | Cubist Systematic Strategies, LLC | 47,513 | 88,000 | 0.19% | ||
| 41 | CITIGROUP INC | 39,200 | 73,000 | 0.16% | Call | |
| 42 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 35,461 | 66,000 | 0.14% | ||
| 43 | BNP PARIBAS FINANCIAL MARKETS | 34,446 | 63,725 | 0.14% | ||
| 44 | TWO SIGMA SECURITIES, LLC | 32,892 | 61,000 | 0.13% | ||
| 45 | BlackRock Finance, Inc. | 32,532 | 60,000 | 0.13% | ||
| 46 | Meru Capital Group, LP | 31,386 | 58,000 | 0.12% | ||
| 47 | GEODE CAPITAL MANAGEMENT, LLC | 26,967 | 49,000 | 0.10% | ||
| 48 | MILLENNIUM MANAGEMENT LLC | 24,200 | 45,000 | 0.10% | ||
| 49 | GOLDMAN SACHS GROUP INC | 23,900 | 44,000 | 0.09% | Call | |
| 50 | BARCLAYS PLC | 38,600 | 39,000 | 0.08% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
