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Institutional Investment Manager
WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC (CIK: 0001279891), located at 175 W. Jackson, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001279891-16-000023) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,912,000 400,516 6.08% Call
2 SPDR S&P 500 ETF TR 962,842 201,691 3.06%
3 ISHARES TR 1,229,100 141,321 2.15% Call
4 DIREXION SHS ETF TR 2,213,900 139,497 2.12% Call
5 DIREXION SHS ETF TR 2,106,500 132,730 2.02% Put
6 TESLA INC 443,100 94,061 1.43% Put
7 TESLA MOTORS INC 52,000,000 88,502 1.34% PRN
8 ALIBABA GROUP HLDG LTD 998,500 79,410 1.21% Put
9 HERBALIFE LTD 75,145,000 74,660 1.13% PRN
10 PROSHARES ULTRAPRO QQQ 745,000 71,758 1.09% Put
11 CTRIP COM INTL LTD 63,586,000 68,997 1.05% PRN
12 ISHARES TR 597,100 68,654 1.04% Put
13 ISIS PHARMACEUTICALS INC DEL 44,441,000 67,060 1.02% PRN
14 MICRON TECHNOLOGY 47,360,000 66,150 1.00% PRN
15 VERIZON COMMUNICATIONS INC 1,147,500 64,076 0.97% Call
16 CURRENCYSHARES JAPANESE YEN TRUST 665,000 62,230 0.94% Put
17 PROSHARES ULTRAPRO QQQ 619,700 59,689 0.91% Call
18 PROOFPOINT INC 34,249,000 57,328 0.87% PRN
19 Fiat Chrysler Automobiles N V Man Cov Sec 16 894,516 53,790 0.82%
20 WEATERFORD BERMUDA 48,750,000 53,351 0.81% PRN
21 PROSHARES TR II 1,079,900 52,979 0.80% Put
22 TESARO INC 20,748,000 52,071 0.79% PRN
23 TAL ED GROUP 21,500,000 51,414 0.78% PRN
24 DIREXION SHARES TRUST DRX S&P500BULL ETF 575,000 50,577 0.77% Put
25 INCYTE CORP 29,436,000 49,089 0.75% PRN
26 SPDR S&P 500 ETF TR 222,200 46,545 0.71% Put
27 WESTERN DIGITAL CORP 949,900 44,892 0.68% Call
28 POWERSHARES QQQ TRUST 417,100 44,854 0.68% Call
29 PROSHARES ULTRPRO SP500 ETF 672,200 44,741 0.68% Put
30 SOLARCITY CORP 1,857,000 44,438 0.67% Put
31 BLACK HILLS CORP 700,500 44,159 0.67% Put
32 PROSHARES TR II 860,300 42,206 0.64% Call
33 STILLWATER MNG CO 36,951,000 42,111 0.64% PRN
34 CTRIP COM INTL LTD 9,750,000 41,542 0.63% PRN
35 PALO ALTO NETWORKS INC 32,451,000 41,430 0.63% PRN
36 LIGAND PHARMACEUTICALS INC 24,445,000 40,849 0.62% PRN
37 HERBALIFE LTD 689,500 40,356 0.61% Call
38 PROSHARES ULTRPRO SP500 ETF 563,100 37,479 0.57% Call
39 TRULIA INC 23,435,000 36,839 0.56% PRN
40 WEBMD HEALTH CORP 28,175,000 35,956 0.55% PRN
41 WESCO INTL INC 19,539,000 35,141 0.53% PRN
42 MONSANTO CO NEW 327,100 33,825 0.51% Put
43 PACIRA PHARMACEUTICALS INC 21,743,000 32,454 0.49% PRN
44 Solarcity Corp 42,697,000 32,317 0.49% PRN
45 PALO ALTO NETWORKS INC 255,400 31,322 0.48% Put
46 VIPSHOP HLDGS LTD 31,652,000 31,312 0.48% PRN
47 FIAT CHRYSLER AUTOMOBILES N V SHS 5,108,400 31,263 0.47% Put
48 MONSANTO CO NEW 294,300 30,433 0.46% Call
49 Workday Inc 26,034,000 30,404 0.46% PRN
50 IRONWOOD PHARMACEUTICALS INC 29,228,000 30,389 0.46% PRN
Page 1 of 24
Restatement filing (0001279891-16-000025) filed in 2016.08.25
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 21,600 108 0.00%
2 FANG HOLDINGS LTD 30,800 154 0.00% Put
3 MTGE INVT CORP 627,853 9,913 0.15%
4 51JOB INC 16,217 475 0.01%
5 51JOB INC 13,697,000 13,945 0.21% PRN
6 51JOB INC 12,500 366 0.01% Put
7 7.75 BKH 20181101 46,632 3,289 0.05%
8 ABBVIE INC 15,163 938 0.01%
9 ABBVIE INC 32,400 2,005 0.03% Put
10 ABERDEEN INDONESIA FD INC 59,812 369 0.01%
11 ACADIA RLTY TR COM SH BEN INT 4,533 161 0.00%
12 ACCURAY INC 104,000 539 0.01% Put
13 ACCURAY INC 9,975,000 9,950 0.15% PRN
14 ACCURAY INC 11,500,000 13,005 0.20% PRN
15 ACETO CORP 4,800 105 0.00% Put
16 ACORDA THERAPEUTICS INC 31,121,000 27,324 0.41% PRN
17 ACORDA THERAPEUTICS INC 85,400 2,178 0.03% Put
18 ADAMS DIVERSIFIED EQUITY FD 457,669 5,798 0.09%
19 ADVANCED MICRO DEVICES INC 1,202,300 6,179 0.09% Put
20 ADVANCED MICRO DEVICES INC 35,800 184 0.00% Call
21 ADVENT CLAYMORE CV SECS & INCORPORATED 51,257 715 0.01%
22 AECOM 1,000 31 0.00%
23 AEGERION PHARMACEUTICALS INC 10,400 15 0.00% Put
24 AEGERION PHARMACEUTICALS INC 13,354 19 0.00%
25 AEROVIRONMENT INC 61,309 1,704 0.03%
26 AES CORP 2,243 27 0.00%
27 AGL Resources Inc 38,007 2,507 0.04%
28 AGROFRESH SOLUTIONS 459 2 0.00%
29 AIR PRODS & CHEMS INC 20,000 2,840 0.04%
30 AIRMEDIA GROUP INC 213,065 730 0.01%
31 AK STL HLDG CORP 649,243 3,025 0.05%
32 AK STL HLDG CORP 1,283,200 5,979 0.09% Put
33 AKORN INCORPORATED 23,500 669 0.01% Call
34 ALBANY MOLECULAR RESH INC 15,000,000 15,510 0.24% PRN
35 ALERE INC 80,997 3,375 0.05%
36 ALERE INC 5,363 1,775 0.03%
37 ALEXANDRIA REAL ESTATE EQ IN 10,623 359 0.01%
38 ALIBABA GROUP HLDG LTD 998,500 79,410 1.21% Put
39 ALIBABA GROUP HLDG LTD 37,300 2,966 0.05% Call
40 ALLEGHENY TECHNOLOGIES INC 47,800 609 0.01% Put
41 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 15,000,000 16,021 0.24% PRN
42 ALLEGION PUB LTD CO 20,000 1,388 0.02%
43 ALLERGAN PLC 109,400 25,281 0.38% Put
44 ALLERGAN PLC 1,752 1,458 0.02%
45 ALLERGAN PLC 100 23 0.00% Call
46 ALLIANCE DATA SYSTEMS CORP 1,460 286 0.00%
47 ALLIANZGI DIVIDEND INT PRM 226,536 2,793 0.04%
48 ALLSCRIPTS HEALTHCARE SOLUTN 6,900 87 0.00% Put
49 ALLSCRIPTS HEALTHCARE SOLUTN 5,400,000 5,416 0.08% PRN
50 ALLY FINL INC 1,100 18 0.00% Put
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