| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Castle Creek Arbitrage, LLC | 34,614,000 | 62,055,000 | 14.97% | PRN | |
| 2 | Myriad Asset Management Ltd. | 34,004,000 | 60,949,000 | 14.70% | PRN | |
| 3 | Allianz Asset Management GmbH | 24,725,000 | 44,814,000 | 10.81% | PRN | |
| 4 | ANGELO GORDON & CO., L.P. | 23,237,000 | 41,551,000 | 10.02% | PRN | |
| 5 | TENOR CAPITAL MANAGEMENT Co., L.P. | 19,800,000 | 35,864,000 | 8.65% | PRN | |
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 19,539,000 | 35,141,000 | 8.48% | PRN | |
| 7 | QVT Financial LP | 13,550,000 | 24,524,000 | 5.91% | PRN | |
| 8 | HBK INVESTMENTS L P | 12,961,000 | 23,232,000 | 5.60% | PRN | |
| 9 | CAPSTONE INVESTMENT ADVISORS, LLC | 13,000,000 | 23,183,000 | 5.59% | ||
| 10 | PUTNAM INVESTMENTS LLC | 8,196,000 | 14,783,000 | 3.57% | ||
| 11 | ALPINE ASSOCIATES MANAGEMENT INC. | 7,045,000 | 12,597,000 | 3.04% | PRN | |
| 12 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 5,496,000 | 9,828,000 | 2.37% | PRN | |
| 13 | CSS LLC/IL | 5,000,000 | 8,973,000 | 2.16% | PRN | |
| 14 | THRIVENT FINANCIAL FOR LUTHERANS | 4,175,000 | 7,476,000 | 1.80% | ||
| 15 | Invesco Ltd. | 2,250,000 | 4,023,000 | 0.97% | PRN | |
| 16 | LORD, ABBETT & CO. LLC | 1,799,000 | 3,221,000 | 0.78% | PRN | |
| 17 | FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | 747,000 | 1,335,000 | 0.32% | PRN | |
| 18 | EQUITEC SPECIALISTS, LLC | 199,000 | 356,000 | 0.09% | PRN | |
| 19 | BANK OF AMERICA CORP /DE/ | 177,000 | 321,000 | 0.08% | PRN | |
| 20 | MACKENZIE FINANCIAL CORP | 123,000 | 223,000 | 0.05% | PRN | |
| 21 | BlackRock Fund Advisors | 50,000 | 89,000 | 0.02% | PRN | |
| 22 | MORGAN STANLEY | 14,000 | 25,000 | 0.01% | PRN | |
| 23 | ADVISOR GROUP, INC. | 14 | 23,000 | 0.01% | PRN | |
| 24 | ROYAL BANK OF CANADA | 4,000 | 7,000 | 0.00% | PRN | |
| 25 | JPMORGAN CHASE & CO | 4,000 | 7,000 | 0.00% | PRN | |
| 26 | UBS Group AG | 3,000 | 5,000 | 0.00% | PRN | |
| 27 | MSI Financial Services Inc | 2,000 | 4,000 | 0.00% | ||
| 28 | AMERICAN NATIONAL BANK & TRUST | 1,000 | 2,000 | 0.00% | ||
| 29 | WELLS FARGO & COMPANY/MN | 1,000 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
