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Institutional Investment Manager
WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC (CIK: 0001279891), located at 175 W. Jackson, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001279891-16-000023) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 962,842 201,691 3.06%
2 TESLA INC 52,000,000 88,502 1.34% PRN
3 HERBALIFE LTD 75,145,000 74,660 1.13% PRN
4 CTRIP COM INTL LTD 63,586,000 68,997 1.05% PRN
5 ISIS PHARMACEUTICALS INC DEL 44,441,000 67,060 1.02% PRN
6 MICRON TECHNOLOGY INC 47,360,000 66,150 1.00% PRN
7 PROOFPOINT INC NOTE 1.25012/1 34,249,000 57,328 0.87% PRN
8 Fiat Chrysler Automobiles N V Man Cov Sec 16 894,516 53,790 0.82%
9 WEATHERFORD INTL LTD 48,750,000 53,351 0.81% PRN
10 TESARO INC 20,748,000 52,071 0.79% PRN
11 TAL ED GROUP 21,500,000 51,414 0.78% PRN
12 INCYTE CORP SR CV NT0.375 18 29,436,000 49,089 0.75% PRN
13 STILLWATER MNG CO 36,951,000 42,111 0.64% PRN
14 CTRIP COM INTL LTD 9,750,000 41,542 0.63% PRN
15 PALO ALTO NETWORKS INC 32,451,000 41,430 0.63% PRN
16 LIGAND PHARMACEUTICALS INC 24,445,000 40,849 0.62% PRN
17 TRULIA INC 23,435,000 36,839 0.56% PRN
18 WEBMD HEALTH CORP NOTE 1.50012/0 28,175,000 35,956 0.55% PRN
19 WESCO INTL INC 19,539,000 35,141 0.53% PRN
20 PACIRA PHARMACEUTICALS INC 21,743,000 32,454 0.49% PRN
21 SOLARCITY CORP 42,697,000 32,317 0.49% PRN
22 VIPSHOP HLDGS LTD 31,652,000 31,312 0.48% PRN
23 Workday Inc 26,034,000 30,404 0.46% PRN
24 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 29,228,000 30,389 0.46% PRN
25 J2 GLOBAL INC SR CV NT 3.25 29 27,014,000 30,119 0.46% PRN
26 YAHOO INC 799,460 30,027 0.46%
27 WEBMD HEALTH CORP 26,980,000 29,764 0.45% PRN
28 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 25,500,000 28,996 0.44% PRN
29 ACORDA THERAPEUTICS INC 31,121,000 27,324 0.41% PRN
30 CORNERSTONE ONDEMAND INC 24,826,000 25,593 0.39% PRN
31 Wells Fargo & Co. Warrants Exp 10/28/18 1,811,490 24,880 0.38%
32 MONSANTO CO NEW 240,347 24,854 0.38%
33 GREEN PLAINS INC 21,000,000 23,716 0.36% PRN
34 POWERSHARES QQQ TRUST 216,519 23,284 0.35%
35 WEB COM GROUP INC 25,073,000 23,170 0.35% PRN
36 NUVASIVE INC 15,657,000 22,900 0.35% PRN
37 CEPHEID 25,209,000 21,870 0.33% PRN
38 MOLINA HEALTHCARE INC 16,000,000 21,651 0.33% PRN
39 ENCORE CAP GROUP INC 21,264,000 20,845 0.32% PRN
40 AMAG PHARMACEUTICALS INC 18,385,000 20,380 0.31% PRN
41 DYNEGY INC NEW DEL UNIT 07/01/20191 182,615 19,666 0.30%
42 COBALT INTL ENERGY INC 53,345,000 19,660 0.30% PRN
43 INSULET CORP 2 06/15/2019 20,164,000 19,221 0.29% PRN
44 MICRON TECHNOLOGY INC 12,237,000 18,815 0.29% PRN
45 SUNPOWER CORP SR CV DEB0.75 18 19,212,000 18,376 0.28% PRN
46 CARRIAGE SVCS INC NOTE 2.750 3/1 15,495,000 18,151 0.28% PRN
47 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 10,135,000 18,137 0.28% PRN
48 INFINERA CORPORATION 15,713,000 17,983 0.27% PRN
49 WRIGHT MED GROUP INC SR CONV NT 2 20 18,425,000 16,883 0.26% PRN
50 TEXAS CAPITAL BANCSHARES INC 517,253 16,583 0.25%
Page 1 of 24
Restatement filing (0001279891-16-000025) filed in 2016.08.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,912,000 400,516 6.08% Call
2 SPDR S&P 500 ETF TR 962,842 201,691 3.06%
3 ISHARES TR 1,229,100 141,321 2.15% Call
4 DIREXION SHS ETF TR 2,213,900 139,497 2.12% Call
5 DIREXION SHS ETF TR 2,106,500 132,730 2.01% Put
6 TESLA INC 443,100 94,061 1.43% Put
7 TESLA INC 52,000,000 88,502 1.34% PRN
8 ALIBABA GROUP HLDG LTD 998,500 79,410 1.21% Put
9 HERBALIFE LTD 75,145,000 74,660 1.13% PRN
10 PROSHARES TR ULTRAPRO QQQ 745,000 71,758 1.09% Put
11 CTRIP COM INTL LTD 63,586,000 68,997 1.05% PRN
12 ISHARES TR 597,100 68,654 1.04% Put
13 ISIS PHARMACEUTICALS INC DEL 44,441,000 67,060 1.02% PRN
14 MICRON TECHNOLOGY INC 47,360,000 66,150 1.00% PRN
15 VERIZON COMMUNICATIONS INC 1,147,500 64,076 0.97% Call
16 CURRENCYSHARES JAPANESE YEN TRUST 665,000 62,230 0.94% Put
17 PROSHARES TR ULTRAPRO QQQ 619,700 59,689 0.91% Call
18 PROOFPOINT INC NOTE 1.25012/1 34,249,000 57,328 0.87% PRN
19 Fiat Chrysler Automobiles N V Man Cov Sec 16 894,516 53,790 0.82%
20 WEATHERFORD INTL LTD 48,750,000 53,351 0.81% PRN
21 PROSHARES TR II 1,079,900 52,979 0.80% Put
22 TESARO INC 20,748,000 52,071 0.79% PRN
23 TAL ED GROUP 21,500,000 51,414 0.78% PRN
24 DIREXION SHS ETF TR 575,000 50,577 0.77% Put
25 INCYTE CORP SR CV NT0.375 18 29,436,000 49,089 0.75% PRN
26 SPDR S&P 500 ETF TR 222,200 46,545 0.71% Put
27 WESTERN DIGITAL CORP 949,900 44,892 0.68% Call
28 POWERSHARES QQQ TRUST 417,100 44,854 0.68% Call
29 PROSHARES ULTRPRO S&P500 ETF 672,200 44,741 0.68% Put
30 SOLARCITY CORP 1,857,000 44,438 0.67% Put
31 BLACK HILLS CORP 700,500 44,159 0.67% Put
32 PROSHARES TR II 860,300 42,206 0.64% Call
33 STILLWATER MNG CO 36,951,000 42,111 0.64% PRN
34 CTRIP COM INTL LTD 9,750,000 41,542 0.63% PRN
35 PALO ALTO NETWORKS INC 32,451,000 41,430 0.63% PRN
36 LIGAND PHARMACEUTICALS INC 24,445,000 40,849 0.62% PRN
37 HERBALIFE LTD 689,500 40,356 0.61% Call
38 PROSHARES ULTRPRO S&P500 ETF 563,100 37,479 0.57% Call
39 TRULIA INC 23,435,000 36,839 0.56% PRN
40 WEBMD HEALTH CORP NOTE 1.50012/0 28,175,000 35,956 0.55% PRN
41 WESCO INTL INC 19,539,000 35,141 0.53% PRN
42 MONSANTO CO NEW 327,100 33,825 0.51% Put
43 PACIRA PHARMACEUTICALS INC 21,743,000 32,454 0.49% PRN
44 SOLARCITY CORP 42,697,000 32,317 0.49% PRN
45 PALO ALTO NETWORKS INC 255,400 31,322 0.48% Put
46 VIPSHOP HLDGS LTD 31,652,000 31,312 0.48% PRN
47 FIAT CHRYSLER AUTOMOBILES N 5,108,400 31,263 0.47% Put
48 MONSANTO CO NEW 294,300 30,433 0.46% Call
49 Workday Inc 26,034,000 30,404 0.46% PRN
50 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 29,228,000 30,389 0.46% PRN
Page 1 of 24