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Institutional Investment Manager
WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC (CIK: 0001279891), located at 175 W. Jackson, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001279891-16-000023) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,912,000 400,516 6.08% Call
2 SPDR S&P 500 ETF TR 962,842 201,691 3.06%
3 ISHARES TR 1,229,100 141,321 2.15% Call
4 DIREXION SHS ETF TR 2,213,900 139,497 2.12% Call
5 DIREXION SHS ETF TR 2,106,500 132,730 2.02% Put
6 TESLA INC 443,100 94,061 1.43% Put
7 TESLA INC 52,000,000 88,502 1.34% PRN
8 ALIBABA GROUP HLDG LTD 998,500 79,410 1.21% Put
9 HERBALIFE LTD 75,145,000 74,660 1.13% PRN
10 PROSHARES TR ULTRAPRO QQQ 745,000 71,758 1.09% Put
11 CTRIP COM INTL LTD 63,586,000 68,997 1.05% PRN
12 ISHARES TR 597,100 68,654 1.04% Put
13 ISIS PHARMACEUTICALS INC DEL 44,441,000 67,060 1.02% PRN
14 MICRON TECHNOLOGY INC 47,360,000 66,150 1.00% PRN
15 VERIZON COMMUNICATIONS INC 1,147,500 64,076 0.97% Call
16 CURRENCYSHARES JAPANESE YEN TRUST 665,000 62,230 0.94% Put
17 PROSHARES TR ULTRAPRO QQQ 619,700 59,689 0.91% Call
18 PROOFPOINT INC NOTE 1.25012/1 34,249,000 57,328 0.87% PRN
19 Fiat Chrysler Automobiles N V Man Cov Sec 16 894,516 53,790 0.82%
20 WEATHERFORD INTL LTD 48,750,000 53,351 0.81% PRN
21 PROSHARES TR II 1,079,900 52,979 0.80% Put
22 TESARO INC 20,748,000 52,071 0.79% PRN
23 TAL ED GROUP 21,500,000 51,414 0.78% PRN
24 DIREXION SHS ETF TR 575,000 50,577 0.77% Put
25 INCYTE CORP SR CV NT0.375 18 29,436,000 49,089 0.75% PRN
26 SPDR S&P 500 ETF TR 222,200 46,545 0.71% Put
27 WESTERN DIGITAL CORP 949,900 44,892 0.68% Call
28 POWERSHARES QQQ TRUST 417,100 44,854 0.68% Call
29 PROSHARES ULTRPRO S&P500 ETF 672,200 44,741 0.68% Put
30 SOLARCITY CORP 1,857,000 44,438 0.67% Put
31 BLACK HILLS CORP 700,500 44,159 0.67% Put
32 PROSHARES TR II 860,300 42,206 0.64% Call
33 STILLWATER MNG CO 36,951,000 42,111 0.64% PRN
34 CTRIP COM INTL LTD 9,750,000 41,542 0.63% PRN
35 PALO ALTO NETWORKS INC 32,451,000 41,430 0.63% PRN
36 LIGAND PHARMACEUTICALS INC 24,445,000 40,849 0.62% PRN
37 HERBALIFE LTD 689,500 40,356 0.61% Call
38 PROSHARES ULTRPRO S&P500 ETF 563,100 37,479 0.57% Call
39 TRULIA INC 23,435,000 36,839 0.56% PRN
40 WEBMD HEALTH CORP NOTE 1.50012/0 28,175,000 35,956 0.55% PRN
41 WESCO INTL INC 19,539,000 35,141 0.53% PRN
42 MONSANTO CO NEW 327,100 33,825 0.51% Put
43 PACIRA PHARMACEUTICALS INC 21,743,000 32,454 0.49% PRN
44 SOLARCITY CORP 42,697,000 32,317 0.49% PRN
45 PALO ALTO NETWORKS INC 255,400 31,322 0.48% Put
46 VIPSHOP HLDGS LTD 31,652,000 31,312 0.48% PRN
47 FIAT CHRYSLER AUTOMOBILES N 5,108,400 31,263 0.47% Put
48 MONSANTO CO NEW 294,300 30,433 0.46% Call
49 Workday Inc 26,034,000 30,404 0.46% PRN
50 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 29,228,000 30,389 0.46% PRN
Page 1 of 24
Restatement filing (0001279891-16-000025) filed in 2016.08.25
#
Name
Shares
Value ($)
%
Options
Notes
1101 SUNPOWER CORP SR CV DEB0.75 18 19,212,000 18,376 0.28% PRN
1102 CARRIAGE SVCS INC NOTE 2.750 3/1 15,495,000 18,151 0.28% PRN
1103 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 10,135,000 18,137 0.28% PRN
1104 INFINERA CORPORATION 15,713,000 17,983 0.27% PRN
1105 WRIGHT MED GROUP INC SR CONV NT 2 20 18,425,000 16,883 0.26% PRN
1106 ANI PHARMACEUTICALS INC 15,211,000 16,535 0.25% PRN
1107 LEXICON PHARMACEUTICALS INC 8,750,000 16,393 0.25% PRN
1108 QUIDEL CORP 17,400,000 16,222 0.25% PRN
1109 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 15,000,000 16,021 0.24% PRN
1110 ALBANY MOLECULAR RESH INC 15,000,000 15,510 0.24% PRN
1111 SPECTRANETICS CORP 17,282,000 15,441 0.23% PRN
1112 INCONTACT INC 12,225,000 14,652 0.22% PRN
1113 ENDOLOGIX INC 11,150,000 14,563 0.22% PRN
1114 INTERACTIVE INTELLIGENCE GRO 15,250,000 14,497 0.22% PRN
1115 CALAMP CORP 14,985,000 14,072 0.21% PRN
1116 MERRIMACK PHARMACEUTI 12,688,000 13,985 0.21% PRN
1117 51JOB INC 13,697,000 13,945 0.21% PRN
1118 LGIH 8,750,000 13,604 0.21% PRN
1119 RAMBUS INC DEL NOTE 1.125 8/1 11,300,000 13,207 0.20% PRN
1120 BLACKBERRY LTD DBCV 6.000%11/1 12,675,000 13,166 0.20% PRN
1121 GOGO INC 19,500,000 13,107 0.20% PRN
1122 ACCURAY INC 11,500,000 13,005 0.20% PRN
1123 MICRON TECHNOLOGY INC 8,600,000 12,521 0.19% PRN
1124 MEDICINES CO SR GLBL CV NT 22 10,500,000 12,462 0.19% PRN
1125 B2GOLD CORP 12,686,000 12,435 0.19% PRN
1126 WABASH NATL CORP SR NT CV3.375 18 9,806,000 12,279 0.19% PRN
1127 TTM TECHNOLOGIES INC 12,500,000 12,213 0.19% PRN
1128 ENERNOC 16,280,000 11,769 0.18% PRN
1129 IGI LABORATORIES INC 12,833,000 11,608 0.18% PRN
1130 PROS HOLDINGS SR CONV BD 2.000 PERCENT Due 12/01/2019 12,365,000 11,138 0.17% PRN
1131 SPECTRUM PHARMACEUTICALS INC 12,048,000 11,095 0.17% PRN
1132 M/I HOMES INC 10,850,000 11,054 0.17% PRN
1133 ARRAY BIOPHARMA INC 3 06/01/2020 12,964,000 11,052 0.17% PRN
1134 REPLIGEN CORP 10,000,000 10,799 0.16% PRN
1135 COBALT INTL ENERGY INC 32,500,000 10,698 0.16% PRN
1136 NEVRO CORP 10,000,000 10,568 0.16% PRN
1137 BROADSOFT INC 8,972,000 10,432 0.16% PRN
1138 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 10,858,000 10,357 0.16% PRN
1139 CHART INDS INC SR SB GLBL CV 18 10,956,000 10,262 0.16% PRN
1140 ENVESTNET INC 11,199,000 10,226 0.16% PRN
1141 HURON CONSULTING GROUP INC 9,901,000 10,030 0.15% PRN
1142 INCYTE CORP 5,900,000 10,028 0.15% PRN
1143 ACCURAY INC 9,975,000 9,950 0.15% PRN
1144 EZCORP INC 11,834,000 9,902 0.15% PRN
1145 ALTRA INDL MOTION CORP 8,688,000 9,883 0.15% PRN
1146 HEALTHWAYS INC 10,370,000 9,810 0.15% PRN
1147 SEACOR HOLDINGS INC 11,783,000 9,495 0.14% PRN
1148 MERITOR INC 8,421,000 9,443 0.14% PRN
1149 ENDOLOGIX INC 8,967,000 8,263 0.13% PRN
1150 PDL BIOPHARMA INC 8,133,000 7,727 0.12% PRN
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