| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 18,242,000 | 21,233,000 | 35.29% | PRN | |
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 8,972,000 | 10,432,000 | 17.34% | PRN | |
| 3 | Pomelo Capital LLC | 5,000,000 | 5,822,000 | 9.68% | PRN | |
| 4 | CITADEL ADVISORS LLC | 3,560,000 | 4,148,000 | 6.89% | PRN | |
| 5 | SONORA INVESTMENT MANAGEMENT, LLC | 3,177,000 | 3,650,087 | 6.07% | ||
| 6 | Empyrean Capital Partners, LP | 2,480,000 | 2,875,000 | 4.78% | PRN | |
| 7 | Pinnacle Holdings, LLC | 2,175,000 | 2,498,879 | 4.15% | PRN | |
| 8 | SSI INVESTMENT MANAGEMENT LLC | 2,124,000 | 2,464,000 | 4.10% | PRN | |
| 9 | DEUTSCHE BANK AG\ | 1,535,000 | 1,779,000 | 2.96% | PRN | |
| 10 | BARCLAYS PLC | 1,390,000 | 1,612,000 | 2.68% | PRN | |
| 11 | WELLINGTON MANAGEMENT GROUP LLP | 1,255,000 | 1,456,000 | 2.42% | PRN | |
| 12 | CITIGROUP INC | 500,000 | 580,000 | 0.96% | PRN | |
| 13 | Bank of New York Mellon Corp | 500,000 | 569,000 | 0.95% | ||
| 14 | Investors Capital Advisory Services | 266,000 | 308,000 | 0.51% | ||
| 15 | Mariner, LLC | 175,000 | 201,000 | 0.33% | PRN | |
| 16 | SUNTRUST BANKS INC | 130,000 | 150,000 | 0.25% | ||
| 17 | GOLDMAN SACHS GROUP INC | 121,000 | 140,000 | 0.23% | PRN | |
| 18 | D.A. DAVIDSON & CO. | 90,000 | 107,000 | 0.18% | ||
| 19 | ADVISOR GROUP, INC. | 22 | 25,000 | 0.04% | PRN | |
| 20 | NOMURA HOLDINGS INC | 21,000 | 24,000 | 0.04% | PRN | |
| 21 | Wellesley Asset Management | 19,561 | 22,776 | 0.04% | PRN | |
| 22 | WELLS FARGO & COMPANY/MN | 19,000 | 22,000 | 0.04% | PRN | |
| 23 | Jefferies Group LLC | 17,000 | 20,000 | 0.03% | PRN | |
| 24 | STIFEL FINANCIAL CORP | 13,000 | 15,000 | 0.02% | PRN | |
| 25 | MORGAN STANLEY | 8,000 | 9,000 | 0.01% | PRN | |
| 26 | Creative Planning | 6,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
