Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6351 PLX TECHNOLOGY INC 4,664 28 0.00%
6352 RARE ELEMENT RES LTD 19,364 28 0.00%
6353 AMERICAN SOFTWARE CL A CLASS A 2,735 28 0.00%
6354 MAINSOURCE FINANCIAL GP INC 1,645 28 0.00%
6355 PRGX GLOBAL INC 4,062 28 0.00%
6356 Odyssey Marine Exploration Inc 12,360 28 0.00%
6357 PREFERRED BK LOS ANGELES CA 1,064 28 0.00%
6358 ZOGENIX INC 9,895 28 0.00%
6359 Yadkin Finl Corp Com 1,292 28 0.00%
6360 TORONTO DOMINION BK ONT 600 28 0.00%
6361 SYNTHESIS ENERGY SYS INC 14,519 28 0.00%
6362 SHUTTERFLY INC 629 27 0.00%
6363 TOWER INTL INC 1,001 27 0.00%
6364 TBBK 1,554 27 0.00%
6365 KBR INC 1,007 27 0.00%
6366 CENTERSTATE BANKS INC 2,484 27 0.00%
6367 ELECTRO SCIENTIFIC INDS 2,715 27 0.00%
6368 RETAIL OPPORTUNITY INVTS COR 1,817 27 0.00%
6369 LOCAL CORP COM 13,928 27 0.00%
6370 ZIX CORP COM 6,515 27 0.00%
6371 NEOPHOTONICS CORP 3,456 27 0.00%
6372 CLEAN ENERGY FUELS CORPORATION COM 3,032 27 0.00%
6373 ULTIMATE SOFTWARE GROUP INC COM 196 27 0.00%
6374 DERMA SCIENCES ORD 2,164 27 0.00%
6375 Gevo Inc 23,493 27 0.00%
6376 UNIVERSAL INS HLDGS INC 2,148 27 0.00%
6377 NEWPORT CORP 1,278 26 0.00%
6378 AMREIT INC NEW 1,590 26 0.00%
6379 CYTORI THERAPEUTIC INC 9,618 26 0.00%
6380 BRIGHTCOVE INC COM 2,656 26 0.00%
6381 DESTINATION XL GROUP INC COM 4,539 26 0.00%
6382 AXCELIS TECHNOLOGIES INC 12,151 26 0.00%
6383 Energizer Holding Inc 263 26 0.00%
6384 CARROLS RESTAURANT GROUP INC 3,638 26 0.00%
6385 Casella Waste SYS 5,052 26 0.00%
6386 EMPIRE ST RLTY TR INC 1,730 26 0.00%
6387 POWER SOLUTIONS INTERNATIONAL INC 340 26 0.00%
6388 WHITESTONE REIT 1,828 26 0.00%
6389 SUPERIOR ENERGY SVCS INC 834 26 0.00%
6390 SUPERNUS PHARMACEUTICALS INC 2,835 25 0.00%
6391 TELEPHONE DATA SYS INC 950 25 0.00%
6392 Genco Shipping & Trading Ltd 14,339 25 0.00%
6393 RETAIL PPTYS AMER INC CL A 1,822 25 0.00%
6394 RADISYS CORP COM 7,052 25 0.00%
6395 PREMIER EXHIBITIONS INC 26,308 25 0.00%
6396 CHIQUITA BRANDS INTL 2,000 25 0.00%
6397 METALICO INC 15,611 25 0.00%
6398 DELIA'S INC NEW 29,868 25 0.00%
6399 KVH INDS INC COM 1,868 25 0.00%
6400 FIBROCELL SCIENCE 4,691 25 0.00%
Page 128 of 134