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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 YINGLI GREEN ENERGY HLDG CO 61,809 269 0.00%
52 YELP INC 10,228 787 0.00%
53 YELP INC 13,469 1,036 0.00%
54 YELP INC 478 37 0.00%
55 YANDEX N V 39,900 1,205 0.00%
56 YANDEX N V 9,614 290 0.00%
57 YAMANA GOLD INC 181,900 1,595 0.00%
58 YAMANA GOLD INC 426,544 3,741 0.01%
59 YAHOO INC 100,000 3,590 0.01% Call
60 YAHOO INC 11,668 419 0.00%
61 YAHOO INC 1,125,327 40,399 0.11%
62 YAHOO INC 53,808 1,932 0.01%
63 Xerox Corp 3,208,247 36,253 0.10%
64 Xerox Corp 210,813 2,382 0.01%
65 Xerox Corp 43,291 489 0.00%
66 Xerox Corp 25,432 288 0.00%
67 XYRATEX LTD 73,892 978 0.00%
68 XYLEM INC 1,264,582 46,056 0.13%
69 XYLEM INC 59,862 2,179 0.01%
70 XYLEM INC 426,177 15,521 0.04%
71 XYLEM INC 11,925 434 0.00%
72 XPO LOGISTICS INC 20,190 594 0.00%
73 XOMA CORP DEL 36,555 190 0.00%
74 XOMA CORP DEL 433,412 2,258 0.01%
75 XO GROUP INC 156,685 1,589 0.00%
76 XL GROUP PLC 849,601 26,550 0.08%
77 XL GROUP PLC 34,058 1,064 0.00%
78 XINYUAN REAL ESTATE CO LTD SPONS ADR 49,441 250 0.00%
79 XINYUAN REAL ESTATE CO LTD SPONS ADR 74,512 376 0.00%
80 XILINX INC 1,900 103 0.00%
81 XILINX INC 531,771 28,859 0.08%
82 XILINX INC 8,455 459 0.00%
83 XCEL ENERGY INC 150,252 4,560 0.01%
84 XCEL ENERGY INC 35,674 1,083 0.00%
85 XCEL ENERGY INC 805,008 24,440 0.07%
86 XCEL ENERGY INC 132,582 4,025 0.01%
87 Wuxi Pharmatech Inc ADR 1,192 44 0.00%
88 Wuxi Pharmatech Inc ADR 20,608 760 0.00%
89 World Wrestling Entertainment Inc 8,965 259 0.00%
90 World Wrestling Entertainment Inc 42,700 1,233 0.00%
91 WindStream Corp (win) 2,902,086 23,913 0.07%
92 WindStream Corp (win) 388,216 3,199 0.01%
93 WindStream Corp (win) 164,812 1,358 0.00%
94 WindStream Corp (win) 317,670 2,617 0.01%
95 Western Asset Emerging Markets 21,833 269 0.00%
96 Western Asset Emerging Markets 7,977 98 0.00%
97 Warren Resources Inc 15,598 75 0.00%
98 Walter Energy, Inc. 33,524 253 0.00%
99 Walter Energy, Inc. 61,325 464 0.00%
100 Walgreens 6,542 432 0.00%
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