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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
201 AKORN INCORPORATED 101,845 2,241 0.01%
202 AKORN INCORPORATED 14,889 328 0.00%
203 ALAMOS GOLD INC 92,620 838 0.00%
204 ALASKA AIR GROUP INC 9,352 872 0.00%
205 ALASKA AIR GROUP INC 177,330 16,547 0.05%
206 ALASKA COMMUNICATIONS SYS GR 19,826 38 0.00%
207 ALBANY INTL CORP CL A 4,173 148 0.00%
208 ALBANY INTL CORP CL A 2,110 75 0.00%
209 ALBEMARLE CORP 14,806 983 0.00%
210 ALERE INC 756,617 25,990 0.07%
211 ALERE INC 66,347 2,279 0.01%
212 ALEX REAL ESTATE EQ 517,807 37,572 0.11%
213 ALEX REAL ESTATE EQ 19,081 1,385 0.00%
214 ALEXANDER & BALDWIN INC NEW COM 155,244 6,607 0.02%
215 ALEXION PHARMACEUTIC 172,597 26,257 0.07%
216 ALEXION PHARMACEUTIC 375,393 57,109 0.16%
217 ALEXION PHARMACEUTIC 8,149 1,240 0.00%
218 ALICO INC 9,764 368 0.00%
219 ALICO INC 1,000 38 0.00%
220 ALICO INC 165 6 0.00%
221 ALIGN TECHNOLOGY INC 984 51 0.00%
222 ALIGN TECHNOLOGY INC 262,683 13,604 0.04%
223 ALIMERA SCIENCES INC 6,231 49 0.00%
224 ALIMERA SCIENCES INC 4,969 39 0.00%
225 ALKERMES PLC 2,893 128 0.00%
226 ALKERMES PLC 191,517 8,444 0.02%
227 ALLEGHANY CORP 4,406 1,795 0.01%
228 ALLEGHENY TECHNOLOGIES INC 652,441 24,584 0.07%
229 ALLEGHENY TECHNOLOGIES INC 12,807 483 0.00%
230 ALLEGHENY TECHNOLOGIES INC 53,500 2,016 0.01% Call
231 ALLEGIANT TRAVEL CO 11,794 1,320 0.00%
232 ALLEGION PUB LTD CO 293,797 15,327 0.04%
233 ALLEGION PUB LTD CO 47,166 2,460 0.01%
234 ALLEGION PUB LTD CO 39,396 2,055 0.01%
235 ALLERGAN PLC 20,000 4,117 0.01%
236 ALLERGAN PLC 237,377 48,864 0.14%
237 ALLERGAN PLC 1,220 251 0.00%
238 ALLETE INC COM NEW 24,120 1,264 0.00%
239 ALLETE INC COM NEW 41,860 2,193 0.01%
240 ALLIANCE CALIF MUN INCOME FD 202,442 2,575 0.01%
241 ALLIANCE DATA SYSTEMS CORP 92,176 25,113 0.07%
242 ALLIANCE DATA SYSTEMS CORP 158,414 43,160 0.12%
243 ALLIANCE DATA SYSTEMS CORP 919 250 0.00%
244 ALLIANCE HEALTHCARE SRVCS IN 2,196 74 0.00%
245 ALLIANCE HEALTHCARE SRVCS IN 4,102 138 0.00%
246 ALLIANCE HEALTHCARE SRVCS IN 1,332 45 0.00%
247 ALLIANCE HEALTHCARE SRVCS IN 4,995 167 0.00%
248 ALLIANCE HOLDINGS GP LP 10,077 626 0.00%
249 ALLIANCE NEW YORK MUN INC FD 166,189 2,078 0.01%
250 ALLIANCE RES PARTNER L P 15,318 1,289 0.00%
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