| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 202,442 | 2,575,000 | 28.40% | ||
| 2 | Invesco Ltd. | 197,460 | 2,512,000 | 27.70% | ||
| 3 | ALLIANCEBERNSTEIN L.P. | 88,817 | 1,130,000 | 12.46% | ||
| 4 | Karpus Management, Inc. | 48,828 | 621,000 | 6.85% | ||
| 5 | MORGAN STANLEY | 38,214 | 486,000 | 5.36% | ||
| 6 | AQR CAPITAL MANAGEMENT LLC | 33,059 | 421,000 | 4.64% | ||
| 7 | LPL Financial LLC | 19,716 | 251,000 | 2.77% | ||
| 8 | WELLS FARGO & COMPANY/MN | 17,249 | 219,000 | 2.42% | ||
| 9 | ROYAL BANK OF CANADA | 13,100 | 167,000 | 1.84% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 11,800 | 150,000 | 1.65% | ||
| 11 | Tradewinds Capital Management, LLC | 10,000 | 127,000 | 1.40% | ||
| 12 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,169 | 104,000 | 1.15% | ||
| 13 | UBS AG | 7,673 | 98,000 | 1.08% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 5,500 | 69,961 | 0.77% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 5,275 | 67,000 | 0.74% | ||
| 16 | Creative Planning | 3,682 | 47,000 | 0.52% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,192 | 15,000 | 0.17% | ||
| 18 | CITIGROUP INC | 589 | 7,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
