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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 PHILIP MORRIS INTL INC 301,542 25,150 0.06%
502 MOHAWK INDS INC 186,393 25,130 0.06%
503 AMC NETWORKS INC CL A 429,757 25,106 0.06%
504 KAYNE ANDERSON MLP INVT CO 614,457 25,093 0.06%
505 FIRST TR ENERGY INCOME GRO 681,102 25,050 0.06%
506 NEWMONT CORP 1,086,225 25,037 0.06%
507 MCCORMICK & CO INC 373,923 25,015 0.06%
508 O REILLY AUTOMOTIVE INC NEW 166,270 25,001 0.06%
509 CAMERON INTERNATIONAL COMPANY 376,538 24,995 0.06%
510 SIRONA DENTAL SYS INC 325,133 24,931 0.06%
511 Dentsply Intl Inc 545,920 24,894 0.06%
512 ZIMMER BIOMET HLDGS INC 247,524 24,889 0.06%
513 AFLAC INC 427,249 24,887 0.06%
514 MARATHON PETE CORP 293,231 24,828 0.06%
515 LOWES COS INC 468,849 24,811 0.06%
516 BARD C R INC 173,699 24,789 0.06%
517 MURPHY USA INC 466,318 24,743 0.06%
518 CareFusion 546,784 24,742 0.06%
519 LABORATORY CORP AMER HLDGS 243,121 24,738 0.06%
520 PENTAIR PLC 376,972 24,688 0.06%
521 CF INDS HLDGS INC 88,331 24,664 0.06%
522 GUGGENHEIM TAXABLE MUN MNGD 1,154,388 24,600 0.06% PRN
523 HOME LN SERVICING SOLUTIONS LT ORD SHS 1,159,906 24,578 0.06%
524 WATERS CORP 247,397 24,522 0.06%
525 ALLSCRIPTS HEALTHCARE SOLUTN 1,826,954 24,509 0.06%
526 INTL PAPER CO 512,091 24,447 0.06%
527 3M CO 172,210 24,401 0.06%
528 NORFOLK SOUTHERN CORP 218,500 24,385 0.06%
529 PERKINELMER INC 559,079 24,376 0.06%
530 SPECTRA ENERGY CORP 618,473 24,281 0.06%
531 TENET HEALTHCARE CORP 408,826 24,280 0.06%
532 RAYTHEON CO 238,670 24,254 0.06%
533 TRIPADVISOR INC 264,815 24,209 0.06%
534 WindStream Corp (win) 2,241,055 24,159 0.06%
535 MARRIOTT INTL INC NEW 345,230 24,132 0.06%
536 ASTRAZENECA PLC 336,613 24,049 0.06%
537 SYNOVUS FINL CORP 1,016,030 24,019 0.06%
538 DirectTV Com 277,505 24,010 0.06%
539 FIRST NIAGARA FINL GP INC 2,874,401 23,944 0.06%
540 ALLEGION PUB LTD CO 502,346 23,932 0.06%
541 TOWERS WATSON & CO 240,506 23,930 0.06%
542 CLEARBRIDGE ENERGY MLP OPP F 980,540 23,924 0.06%
543 CVS HEALTH CORP 300,545 23,921 0.06%
544 REGIONS FINANCIAL CORP NEW 2,382,359 23,919 0.06%
545 BLACK HILLS CORP 498,228 23,855 0.06%
546 VARIAN MED SYS INC 297,127 23,806 0.06%
547 NAVIENT CORPORATION 1,342,294 23,772 0.06%
548 SPDR S&P MIDCAP 400 ETF TR 95,300 23,761 0.06%
549 ONEOK INC NEW 359,713 23,579 0.06%
550 ROSS STORES INC 310,820 23,492 0.06%
Page 11 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%