Dark
Light
System
Security
FIRST NIAGARA FINL GP INC
FIRST NIAGARA FINL GP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 250 Institutional holders with a total value of $2,276,587,057.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 24,555,334 204,546,000 8.98%
2 PRICE T ROWE ASSOCIATES INC /MD/ 20,998,980 174,922,000 7.68%
3 VANGUARD GROUP INC 20,847,483 173,659,000 7.63%
4 STATE STREET CORP 17,822,264 148,459,000 6.52%
5 BlackRock Fund Advisors 13,213,630 110,070,000 4.83%
6 Allianz Asset Management GmbH 10,457,375 87,109,000 3.83%
7 SNOW CAPITAL MANAGEMENT LP 9,961,949 82,983,000 3.65%
8 BlackRock Institutional Trust Company, N.A. 9,783,476 81,496,000 3.58%
9 RUSSELL FRANK CO/ 8,094,141 67,424,000 2.96%
10 Invesco Ltd. 7,048,359 58,713,000 2.58%
11 FULLER & THALER ASSET MANAGEMENT, INC. 6,671,298 55,572,000 2.44%
12 ALLIANCEBERNSTEIN L.P. 6,660,903 55,485,000 2.44%
13 DIMENSIONAL FUND ADVISORS LP 4,999,942 41,652,000 1.83%
14 CAMBIAR INVESTORS LLC 4,828,716 40,223,000 1.77%
15 LOMBARDIA CAPITAL PARTNERS LLC 4,730,327 39,404,000 1.73%
16 WELLINGTON MANAGEMENT GROUP LLP 4,592,603 38,256,000 1.68%
17 Bank of New York Mellon Corp 4,107,675 34,216,000 1.50%
18 AMERIPRISE FINANCIAL INC 3,805,359 31,698,000 1.39%
19 MILLENNIUM MANAGEMENT LLC 3,789,870 31,570,000 1.39%
20 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 3,759,500 31,317,000 1.38%
21 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 3,702,059 30,838,000 1.35%
22 MANAGED ACCOUNT ADVISORS LLC 3,666,429 30,541,000 1.34%
23 GUGGENHEIM CAPITAL LLC 3,401,667 28,337,000 1.24%
24 WELLS FARGO & COMPANY/MN 3,347,767 27,886,000 1.22%
25 NORTHERN TRUST CORP 3,132,087 26,090,000 1.15%
26 PRUDENTIAL FINANCIAL INC 3,076,333 25,626,000 1.13%
27 UNITED SERVICES AUTOMOBILE ASSOCIATION 2,754,460 22,945,000 1.01%
28 FMR LLC 2,617,092 21,800,000 0.96%
29 DIAMOND HILL CAPITAL MANAGEMENT INC 2,518,766 20,981,000 0.92%
30 OppenheimerFunds, Inc. 2,495,127 20,784,000 0.91%
31 Neuberger Berman Group LLC 2,112,510 17,597,000 0.77%
32 GEODE CAPITAL MANAGEMENT, LLC 2,016,108 16,794,000 0.74%
33 FIRST TRUST ADVISORS LP 1,904,200 15,862,000 0.70%
34 BANK OF AMERICA CORP /DE/ 1,505,834 12,544,000 0.55%
35 NEW YORK STATE COMMON RETIREMENT FUND 1,436,452 11,966,000 0.53%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,313,834 10,945,000 0.48%
37 SEGALL BRYANT & HAMILL, LLC 1,298,119 10,813,000 0.47%
38 WASATCH ADVISORS LP 1,255,057 10,455,000 0.46%
39 GOLDMAN SACHS GROUP INC 1,234,345 10,282,000 0.45%
40 D. E. Shaw & Co., Inc. 1,036,294 8,632,000 0.38%
41 BlackRock Investment Management, LLC 1,022,157 8,515,000 0.37%
42 DREMAN VALUE MANAGEMENT, L L C 1,012,050 8,430,000 0.37%
43 PRINCIPAL FINANCIAL GROUP INC 988,305 8,232,000 0.36%
44 JPMORGAN CHASE & CO 918,892 7,654,000 0.34%
45 MORGAN STANLEY 893,038 7,440,000 0.33%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 866,845 7,221,000 0.32%
47 Boston Partners 860,380 7,167,000 0.31%
48 GABELLI FUNDS LLC 831,000 6,922,000 0.30%
49 GAMCO INVESTORS, INC. ET AL 809,740 6,745,000 0.30%
50 AMERICAN INTERNATIONAL GROUP, INC. 717,358 5,975,589 0.26%
Page 1 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.