| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,154,388 | 24,600,000 | 29.43% | PRN | |
| 2 | MORGAN STANLEY | 1,022,632 | 21,793,000 | 26.07% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 260,576 | 5,553,000 | 6.64% | ||
| 4 | WELLS FARGO & COMPANY/MN | 253,467 | 5,401,000 | 6.46% | ||
| 5 | Invesco Ltd. | 228,194 | 4,863,000 | 5.82% | ||
| 6 | UBS AG | 181,220 | 3,862,000 | 4.62% | ||
| 7 | BB&T SECURITIES, LLC | 16,500 | 3,516,000 | 4.21% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 137,815 | 2,937,000 | 3.51% | ||
| 9 | ROYAL BANK OF CANADA | 93,354 | 1,989,000 | 2.38% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 81,508 | 1,737,000 | 2.08% | ||
| 11 | GOLDMAN SACHS GROUP INC | 60,698 | 1,293,000 | 1.55% | ||
| 12 | ASHFORD CAPITAL MANAGEMENT INC | 56,592 | 1,206,000 | 1.44% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 39,139 | 834,000 | 1.00% | ||
| 14 | PARK NATIONAL CORP /OH/ | 38,850 | 827,894 | 0.99% | ||
| 15 | CONNING INC. | 32,900 | 701,000 | 0.84% | ||
| 16 | SignalPoint Asset Management, LLC | 17,931 | 382,000 | 0.46% | ||
| 17 | COHEN & STEERS, INC. | 13,341 | 284,000 | 0.34% | ||
| 18 | STIFEL FINANCIAL CORP | 12,391 | 264,000 | 0.32% | ||
| 19 | King Wealth Management Group | 12,156 | 259,000 | 0.31% | ||
| 20 | Janney Montgomery Scott LLC | 11,168 | 237,990 | 0.28% | ||
| 21 | CHARTIST INC /CA/ | 11,000 | 235,000 | 0.28% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 10,443 | 223,000 | 0.27% | ||
| 23 | LPL Financial LLC | 9,372 | 203,000 | 0.24% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 8,258 | 176,000 | 0.21% | ||
| 25 | DEUTSCHE BANK AG\ | 2,500 | 53,000 | 0.06% | ||
| 26 | Tortoise Investment Management, LLC | 2,250 | 48,000 | 0.06% | ||
| 27 | CITIGROUP INC | 1,560 | 33,000 | 0.04% | ||
| 28 | WFG Advisors, LP | 1,427 | 30,000 | 0.04% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 1,300 | 28,000 | 0.03% | ||
| 30 | NEXT Financial Group, Inc | 987 | 21,000 | 0.03% | ||
| 31 | MANAGED ACCOUNT ADVISORS LLC | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
