Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
5901 LANDEC CORP 2,909 36 0.00%
5902 ISHARES TR 400 36 0.00%
5903 BLUCORA INC 2,347 36 0.00%
5904 QUAD/GRAPHICS INC 1,872 36 0.00%
5905 BOK FINANCIAL CORP NEW 535 36 0.00%
5906 Albany Molecular 1,638 36 0.00%
5907 GORMAN RUPP CO 1,204 36 0.00%
5908 GENTIVA HEALTH SER 2,161 36 0.00%
5909 EXCEL TR INC 3,023 36 0.00%
5910 CERUS CORPORATION 9,080 36 0.00%
5911 PROTHENA CORP PLC 1,638 36 0.00%
5912 ETHAN ALLEN INTERIORS INC COM 1,570 36 0.00%
5913 CTRIP COM INTL LTD 636 36 0.00%
5914 HANOVER INS GROUP INC 590 36 0.00%
5915 LACLEDE GROUP INC 748 35 0.00%
5916 ASSOCIATED ESTATES 1,980 35 0.00%
5917 B & G FOODS INC NEW 1,274 35 0.00%
5918 CARDTRONICS INC. 997 35 0.00%
5919 ORTHOFIX INTL N V 1,122 35 0.00%
5920 MODINE MFG CO 2,971 35 0.00%
5921 Gramercy Property Trust 6,080 35 0.00%
5922 Corp Executive Board Co 585 35 0.00%
5923 NUVEEN MARYLAND QLT MUN INCORPORATED FD 2,765 35 0.00%
5924 WEST CORP 1,202 35 0.00%
5925 CALLAWAY GOLF CO 4,858 35 0.00%
5926 AMER RLTY CAP HEALTHCAR TR INC 3,309 35 0.00%
5927 KADANT INC 893 35 0.00%
5928 TANGOE INC 2,473 34 0.00%
5929 CALIX INC COM 3,554 34 0.00%
5930 DIXIE GROUP INC CL A 3,955 34 0.00%
5931 WINNEBAGO INDS INC 1,582 34 0.00%
5932 Atlantic Tele Netwrk N 625 34 0.00%
5933 NEURALSTEM INC COM 10,447 34 0.00%
5934 CHINA TELECOM CORP LTD 557 34 0.00%
5935 PACIRA PHARMACEUTICALS INC 349 34 0.00%
5936 TEAM HEALTH HOLDINGS INC 592 34 0.00%
5937 BPZ RESOURCES INC COM 17,952 34 0.00%
5938 Inland Real Estate Corp 3,429 34 0.00%
5939 ZIX CORP COM 9,972 34 0.00%
5940 PayPal 1,537 34 0.00%
5941 EVINE LIVE INC 6,469 33 0.00%
5942 SILVER BAY RLTY TR CORP 2,030 33 0.00%
5943 COHEN & STEERS LTD DUR PFD INC COM 1,345 33 0.00%
5944 CLUBCORP HLDGS INC 1,649 33 0.00%
5945 CHATHAM LODGING TR COM 1,420 33 0.00%
5946 INDEPENDENT BK CORP MICH 2,772 33 0.00%
5947 DICE HOLDINGS INC 3,970 33 0.00%
5948 REXFORD INDL RLTY INC 2,403 33 0.00%
5949 LAKELAND FINL CORP 875 33 0.00%
5950 VIASAT INC 597 33 0.00%
Page 119 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%