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AVANTAX INC COM
AVANTAX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 168 Institutional holders with a total value of $552,656,927.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 4,574,164 69,710,000 12.61%
2 DIMENSIONAL FUND ADVISORS LP 3,313,936 50,505,000 9.14%
3 VANGUARD GROUP INC 2,667,311 40,650,000 7.36%
4 BlackRock Fund Advisors 2,159,383 32,909,000 5.95%
5 BlackRock Institutional Trust Company, N.A. 1,519,082 23,151,000 4.19%
6 DEUTSCHE BANK AG\ 1,393,264 21,232,000 3.84%
7 GABELLI FUNDS LLC 1,028,900 15,680,000 2.84%
8 STATE STREET CORP 821,107 12,516,000 2.26%
9 MORGAN STANLEY 775,959 11,827,000 2.14%
10 RENAISSANCE TECHNOLOGIES LLC 768,200 11,707,000 2.12%
11 WCM INVESTMENT MANAGEMENT, LLC 735,558 11,210,000 2.03%
12 Pine River Capital Management L.P. 713,000 10,866,000 1.97%
13 FIRST TRUST ADVISORS LP 701,283 10,688,000 1.93%
14 Altalis Capital Management LLC 700,690 10,679,000 1.93%
15 Artisan Partners Limited Partnership 599,411 9,135,000 1.65%
16 GAMCO INVESTORS, INC. ET AL 595,960 9,082,000 1.64%
17 HAYS ADVISORY LLC 545,186 8,309,000 1.50%
18 NS Advisors, LLC 523,221 7,974,000 1.44%
19 ROYCE & ASSOCIATES LP 515,430 7,855,000 1.42%
20 NORTHERN TRUST CORP 450,292 6,862,000 1.24%
21 Proxima Capital Management, LLC 449,400 6,849,000 1.24%
22 Allianz Asset Management GmbH 446,949 6,811,000 1.23%
23 BLACKROCK ADVISORS LLC 409,863 6,246,000 1.13%
24 Bank of New York Mellon Corp 398,846 6,078,000 1.10%
25 NORGES BANK 374,774 5,711,000 1.03%
26 HAWK RIDGE CAPITAL MANAGEMENT LP 352,557 5,373,000 0.97%
27 BESSEMER GROUP INC 350,000 5,334,000 0.97%
28 LOOMIS SAYLES & CO L P 321,203 4,895,000 0.89%
29 MILLENNIUM MANAGEMENT LLC 278,789 4,249,000 0.77%
30 Numeric Investors LLC 256,751 3,913,000 0.71%
31 PRINCIPAL FINANCIAL GROUP INC 247,429 3,771,000 0.68%
32 BBR PARTNERS, LLC 230,000 3,505,000 0.63%
33 GEODE CAPITAL MANAGEMENT, LLC 227,208 3,462,000 0.63%
34 SYSTEMATIC FINANCIAL MANAGEMENT LP 223,255 3,402,000 0.62%
35 TWO SIGMA ADVISERS, LP 199,851 3,046,000 0.55%
36 Centaur Capital Partners, L.P. 195,000 2,972,000 0.54%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 188,099 2,867,000 0.52%
38 Teton Advisors, Inc. 187,284 2,854,000 0.52%
39 AMERIPRISE FINANCIAL INC 186,223 2,838,000 0.51%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 186,100 2,836,000 0.51% Call
41 Kenmare Capital Partners, L.L.C. 178,473 2,720,000 0.49%
42 MOORE CAPITAL MANAGEMENT, LP 175,479 2,674,000 0.48%
43 Spot Trading L.L.C 165,800 2,527,000 0.46% Call
44 CITIGROUP INC 165,000 2,515,000 0.46% Put
45 BlackRock Investment Management, LLC 163,632 2,494,000 0.45%
46 TEALWOOD ASSET MANAGEMENT INC 154,000 2,347,000 0.42%
47 PRUDENTIAL FINANCIAL INC 150,716 2,297,000 0.42%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 149,903 2,285,000 0.41%
49 BARCLAYS PLC 145,195 2,180,000 0.39%
50 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 134,733 2,053,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.