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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6251 EXELIS INC 836 14 0.00%
6252 OCLARO INC 9,789 14 0.00%
6253 FIRST HORIZON CORPORATION COM 1,100 14 0.00%
6254 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 2,156 14 0.00%
6255 BENEFITFOCUS INCORPORATED 523 14 0.00%
6256 Cinedigm Corp 8,914 14 0.00%
6257 ALLEGION PUB LTD CO 284 14 0.00%
6258 TeleCommunication Systems Inc. 5,141 14 0.00%
6259 GEOSPACE TECHNOLOGIES CORP COM 387 14 0.00%
6260 CYTRX CORP 5,530 14 0.00%
6261 Novacopper Inc 15,271 14 0.00%
6262 CAMPUS CREST CMNTYS INC 2,224 14 0.00%
6263 ZOGENIX INC 12,378 14 0.00%
6264 TRANSAMERICA INCOME SHS INC 667 14 0.00%
6265 URANIUM ENERGY CORP 10,111 13 0.00%
6266 Cinedigm Corp 8,201 13 0.00%
6267 ParkerVision Inc. (PRKR) 11,685 13 0.00%
6268 MIDWAY GOLD CORP 12,387 13 0.00%
6269 REVOLUTION LIGHTING TECHNOLO COM NEW 7,936 13 0.00%
6270 FEDERAL SIGNAL CORP COM 955 13 0.00%
6271 AOL INC 298 13 0.00%
6272 NEW ORIENTAL ED & TECH GRP I 575 13 0.00%
6273 QUICKSILVER RESOURCES INC COM 20,480 12 0.00%
6274 CYTRX CORP 4,777 12 0.00%
6275 ALICO INC 311 12 0.00%
6276 AVNET INC 300 12 0.00%
6277 UIL HLDGS CP 344 12 0.00%
6278 SYNERGY PHARMACEUTICALS DEL 4,285 12 0.00%
6279 DEL FRISCOS RESTAURANT GROUP COM 639 12 0.00%
6280 OSHKOSH CORP 273 12 0.00%
6281 REVOLUTION LIGHTING TECHNOLO COM NEW 7,368 12 0.00%
6282 WESTERN ASSET INCOME FD 876 12 0.00%
6283 MONARCH CASINO & RESORT INC COM 1,028 12 0.00%
6284 Wuxi Pharmatech Inc ADR 331 12 0.00%
6285 Silvercrest Asset Management G 791 11 0.00%
6286 FIBRIA CELULOSE S A SP ADR REP COM 985 11 0.00%
6287 AMERICAN INTL GROUP INC 463 11 0.00%
6288 RAND LOGISTICS INC 1,846 11 0.00%
6289 URANERZ ENERGY CORP 10,101 11 0.00%
6290 AMERICAN APPAREL INC COM 13,023 11 0.00%
6291 FAIRCHILD SEMICONDUCTOR INTLCOM 723 11 0.00%
6292 Pacific Sunwear Calif Inc 5,982 11 0.00%
6293 YOUKU TUDOU INC 585 10 0.00%
6294 Odyssey Marine Exploration Inc 10,480 10 0.00%
6295 JOES JEANS INC 10,464 10 0.00%
6296 TAL ED GROUP 289 10 0.00%
6297 Education Management Corporation 9,512 10 0.00%
6298 SESA STERLITE LTD 558 10 0.00%
6299 VCA 237 9 0.00%
6300 QUESTAR CORP COM 386 9 0.00%
Page 126 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%