| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 8,350,168 | 9,185,000 | 46.76% | ||
| 2 | CANNELL CAPITAL LLC | 3,606,059 | 3,967,000 | 20.19% | ||
| 3 | CQS Cayman LP | 2,128,181 | 2,341,000 | 11.92% | ||
| 4 | VANGUARD GROUP INC | 1,665,708 | 1,832,000 | 9.33% | ||
| 5 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 530,400 | 583,000 | 2.97% | ||
| 6 | ROYAL BANK OF CANADA | 367,640 | 405,000 | 2.06% | ||
| 7 | BlackRock Fund Advisors | 238,135 | 262,000 | 1.33% | ||
| 8 | ANDREEFF EQUITY ADVISORS, LLC | 225,519 | 250,000 | 1.27% | ||
| 9 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 153,700 | 169,000 | 0.86% | ||
| 10 | SCOTIA CAPITAL INC. | 88,252 | 95,000 | 0.48% | ||
| 11 | NOMURA HOLDINGS INC | 74,500 | 81,000 | 0.41% | ||
| 12 | Ionic Capital Management LLC | 65,739 | 72,000 | 0.37% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 52,980 | 58,000 | 0.30% | ||
| 14 | LPL Financial LLC | 47,173 | 50,000 | 0.25% | ||
| 15 | Kovack Advisors, Inc. | 37,772 | 42,000 | 0.21% | ||
| 16 | WEDBUSH SECURITIES INC | 26,000 | 29,000 | 0.15% | ||
| 17 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 23,603 | 26,000 | 0.13% | ||
| 18 | CREDIT SUISSE AG/ | 23,153 | 25,000 | 0.13% | ||
| 19 | STIFEL FINANCIAL CORP | 18,325 | 20,000 | 0.10% | ||
| 20 | BlackRock Investment Management, LLC | 16,558 | 18,000 | 0.09% | ||
| 21 | UBS AG | 15,274 | 17,000 | 0.09% | ||
| 22 | FLOW TRADERS U.S. LLC | 13,534 | 15,000 | 0.08% | ||
| 23 | GOLDMAN SACHS GROUP INC | 13,093 | 14,000 | 0.07% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,800 | 13,000 | 0.07% | Put | |
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,323 | 12,000 | 0.06% | ||
| 26 | BANK OF MONTREAL /CAN/ | 10,000 | 11,000 | 0.06% | ||
| 27 | Paragon Capital Management Ltd | 10,000 | 11,000 | 0.06% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 10,101 | 11,000 | 0.06% | ||
| 29 | CITADEL ADVISORS LLC | 10,191 | 11,000 | 0.06% | ||
| 30 | DEUTSCHE BANK AG\ | 4,969 | 5,000 | 0.03% | ||
| 31 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,169 | 3,000 | 0.02% | ||
| 32 | GROUP ONE TRADING LLC | 3,151 | 3,000 | 0.02% | ||
| 33 | Tower Research Capital LLC (TRC) | 2,972 | 3,000 | 0.02% | ||
| 34 | CITIGROUP INC | 2,036 | 2,000 | 0.01% | ||
| 35 | MORGAN STANLEY | 2,037 | 2,000 | 0.01% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,045 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
