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SYNERGY PHARMACEUTICALS DEL COM NEW
SYNERGY PHARMACEUTICALS DEL COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 81 Institutional holders with a total value of $75,076,005.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,819,501 13,422,000 17.88%
2 STATE STREET CORP 3,955,968 11,017,000 14.67%
3 BlackRock Fund Advisors 3,415,145 9,511,000 12.67%
4 FMR LLC 2,470,956 6,882,000 9.17%
5 BlackRock Institutional Trust Company, N.A. 1,121,331 3,123,000 4.16%
6 NORTHERN TRUST CORP 1,042,407 2,903,000 3.87%
7 BAKER BROS. ADVISORS LP 973,245 2,710,000 3.61%
8 WALL STREET ASSOCIATES 894,800 2,492,000 3.32%
9 MORGAN STANLEY 881,758 2,456,000 3.27%
10 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 619,800 1,726,000 2.30%
11 Bank of New York Mellon Corp 506,064 1,410,000 1.88%
12 GEODE CAPITAL MANAGEMENT, LLC 493,797 1,375,000 1.83%
13 Cambridge Investment Research Advisors, Inc. 392,670 1,094,000 1.46%
14 HighTower Advisors, LLC 367,101 1,022,000 1.36%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 329,314 917,000 1.22%
16 NOMURA HOLDINGS INC 291,452 852,000 1.13%
17 THOMPSON SIEGEL & WALMSLEY LLC 296,284 825,000 1.10%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 278,722 776,000 1.03%
19 BlackRock Investment Management, LLC 274,752 765,000 1.02%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 194,849 543,000 0.72%
21 COWEN INC. 180,000 501,000 0.67%
22 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 172,960 482,000 0.64%
23 GOLDMAN SACHS GROUP INC 164,805 459,000 0.61%
24 Trellus Management Company, LLC 155,800 434,000 0.58%
25 CREDIT SUISSE AG/ 133,906 373,000 0.50%
26 TEACHERS ADVISORS, LLC 130,715 364,000 0.48%
27 WELLINGTON MANAGEMENT GROUP LLP 124,300 346,000 0.46%
28 Callan Capital, LLC 118,200 329,000 0.44%
29 BAILARD, INC. 115,500 322,000 0.43%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 109,400 305,000 0.41% Call
31 JPMORGAN CHASE & CO 103,399 287,000 0.38%
32 Swiss National Bank 98,400 274,000 0.36%
33 UBS AG 95,500 266,000 0.35%
34 STONERIDGE INVESTMENT PARTNERS LLC 95,608 266,000 0.35%
35 ALLIANCEBERNSTEIN L.P. 94,400 263,000 0.35%
36 MILLENNIUM MANAGEMENT LLC 86,750 242,000 0.32%
37 ProShare Advisors LLC 86,061 240,000 0.32%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,600 216,000 0.29% Put
39 RHUMBLINE ADVISERS 76,263 212,000 0.28%
40 Paloma Partners Management Co 74,803 208,000 0.28%
41 Nationwide Fund Advisors 72,262 201,000 0.27%
42 PRICE T ROWE ASSOCIATES INC /MD/ 70,000 195,000 0.26%
43 METROPOLITAN LIFE INSURANCE CO/NY 67,438 188,000 0.25%
44 BANK OF AMERICA CORP /DE/ 66,891 187,000 0.25%
45 AMERICAN INTERNATIONAL GROUP, INC. 64,129 178,599 0.24%
46 VOYA INVESTMENT MANAGEMENT LLC 61,742 172,000 0.23%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 61,450 171,000 0.23%
48 DekaBank Deutsche Girozentrale 55,500 154,000 0.21%
49 BLACKROCK ADVISORS LLC 49,947 139,000 0.19%
50 DEUTSCHE BANK AG\ 48,642 134,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.