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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6301 Western Asset Emerging Markets 7,244 87 0.00%
6302 WindStream Corp (win) 2,241,055 24,159 0.06%
6303 WindStream Corp (win) 175,352 1,890 0.00%
6304 WindStream Corp (win) 380,375 4,101 0.01%
6305 WindStream Corp (win) 931,565 10,042 0.02%
6306 Wuxi Pharmatech Inc ADR 331 12 0.00%
6307 Wuxi Pharmatech Inc ADR 17,941 628 0.00%
6308 XCEL ENERGY INC 1,039,644 31,605 0.08%
6309 XCEL ENERGY INC 204,125 6,202 0.01%
6310 XCEL ENERGY INC 58,413 1,776 0.00%
6311 XILINX INC 88,198 3,735 0.01%
6312 XILINX INC 761,928 32,268 0.08%
6313 XILINX INC 13,099 555 0.00%
6314 XINYUAN REAL ESTATE CO LTD SPONS ADR 66,741 196 0.00%
6315 XINYUAN REAL ESTATE CO LTD SPONS ADR 47,414 139 0.00%
6316 XL GROUP PLC 1,170,389 38,822 0.09%
6317 XL GROUP PLC 15,209 504 0.00%
6318 XO GROUP INC 125,919 1,412 0.00%
6319 XOMA CORP DEL 287,922 1,212 0.00%
6320 XOMA CORP DEL 9,979 42 0.00%
6321 XPO LOGISTICS INC 21,235 800 0.00%
6322 XYLEM INC 12,484 443 0.00%
6323 XYLEM INC 352,762 12,520 0.03%
6324 XYLEM INC 529,957 18,808 0.05%
6325 XYLEM INC 76,254 2,706 0.01%
6326 Xerox Corp 36,129 478 0.00%
6327 Xerox Corp 35,806 474 0.00%
6328 Xerox Corp 3,911,714 51,752 0.12%
6329 Xerox Corp 184,556 2,442 0.01%
6330 YAHOO INC 1,158,639 47,215 0.11%
6331 YAHOO INC 23,116 942 0.00%
6332 YAHOO INC 25,017 1,019 0.00%
6333 YAMANA GOLD INC 180,000 1,082 0.00%
6334 YAMANA GOLD INC 526,154 3,157 0.01%
6335 YANDEX N V 20,468 569 0.00%
6336 YELP INC 14,083 961 0.00%
6337 YELP INC 7,279 497 0.00%
6338 YINGLI GREEN ENERGY HLDG CO 3,021,492 9,397 0.02%
6339 YINGLI GREEN ENERGY HLDG CO 18,260 57 0.00%
6340 YINGLI GREEN ENERGY HLDG CO 215,499 670 0.00%
6341 YORK WTR CO 3,910 78 0.00%
6342 YORK WTR CO 62,718 1,254 0.00%
6343 YORK WTR CO 1,955 39 0.00%
6344 YOUKU TUDOU INC 29,673 532 0.00%
6345 YOUKU TUDOU INC 157,553 2,823 0.01%
6346 YOUKU TUDOU INC 585 10 0.00%
6347 YPF SOCIEDAD ANONIMA 23,374 865 0.00%
6348 YPF SOCIEDAD ANONIMA 218,557 8,084 0.02%
6349 YUM BRANDS INC 22,831 1,643 0.00%
6350 YUM BRANDS INC 6,479 466 0.00%
Page 127 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%