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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
701 V F CORP 290,046 19,150 0.05%
702 APPLE INC 190,034 19,146 0.05%
703 AMETEK INC NEW 380,999 19,130 0.05%
704 SIMON PPTY GROUP INC NEW 116,236 19,111 0.05%
705 EATON CORP PLC 300,924 19,070 0.05%
706 SNAP ON INC 157,351 19,052 0.05%
707 AUTOZONE INC 37,380 19,051 0.05%
708 BLOCK H & R INC 614,023 19,041 0.05%
709 CUMMINS INC 144,150 19,025 0.05%
710 Adt Corp 534,562 18,956 0.05%
711 DANAHER CORP DEL 248,538 18,884 0.05%
712 TIFFANY 195,882 18,865 0.05%
713 DELPHI AUTOMOTIVE PLC 307,320 18,851 0.05%
714 EQUIFAX INC 252,188 18,849 0.05%
715 PVH CORPORATION 155,550 18,845 0.05%
716 SIBANYE STILLWATER 2,221,485 18,838 0.05%
717 GAP 451,560 18,826 0.05%
718 XYLEM INC 529,957 18,808 0.05%
719 COACH INC 526,340 18,743 0.05%
720 ALLEGION PUB LTD CO 390,951 18,625 0.04%
721 TRIMBLE INC 610,116 18,609 0.04%
722 QUANTA SVCS INC 510,209 18,516 0.04%
723 LIQUIDITY SERVICES INC 1,343,223 18,469 0.04%
724 EMPLOYERS HOLDINGS INC 958,313 18,448 0.04%
725 RALPH LAUREN CORP 111,858 18,426 0.04%
726 GAMESTOP CORP NEW 446,087 18,379 0.04%
727 URBAN OUTFITTERS INC COM 499,845 18,344 0.04%
728 EATON VANCE TAX MANAGED DIVE 1,607,149 18,336 0.04%
729 Agnico Eagle 626,334 18,327 0.04%
730 Iron Mountain Inc New 560,201 18,291 0.04%
731 GANNETT CO. 615,771 18,270 0.04%
732 LILLY ELI & CO 281,469 18,256 0.04%
733 FIRST MIDWEST BANCORP DEL COM 1,130,294 18,186 0.04%
734 A O SMITH 384,518 18,180 0.04%
735 PRAXAIR INC 140,596 18,137 0.04%
736 LEUCADIA NATL CORP 758,382 18,080 0.04%
737 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,020,619 17,871 0.04%
738 iPath S&P 500 VIX Short-Term F 571,336 17,808 0.04%
739 COHEN & STEERS INFRASTRUCTUR 763,730 17,680 0.04%
740 PEPSICO INC 188,880 17,582 0.04%
741 COEUR MNG INC 3,540,736 17,562 0.04%
742 ACE LTD 167,274 17,541 0.04%
743 MCDONALDS CORP 184,273 17,470 0.04%
744 DIEBOLD NXDF INC 494,535 17,467 0.04%
745 CITRIX SYS INC 244,080 17,412 0.04%
746 CATHAY GEN BANCORP 699,427 17,367 0.04%
747 CARMAX INC 373,752 17,361 0.04%
748 BAIDU INC 79,386 17,324 0.04%
749 EATON VANCE CORP 458,991 17,318 0.04%
750 SPDR S&P MIDCAP 400 ETF TR 69,335 17,287 0.04%
Page 15 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%