| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,255,375 | 52,212,000 | 11.95% | ||
| 2 | STEWART WEST INDIES TRADING CO., LTD | 1,914,058 | 44,310,000 | 10.14% | ||
| 3 | UBS AG | 1,485,437 | 34,388,000 | 7.87% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,400,104 | 32,413,000 | 7.42% | ||
| 5 | MORGAN STANLEY | 1,210,172 | 28,016,000 | 6.41% | ||
| 6 | Karpus Management, Inc. | 1,013,630 | 23,466,000 | 5.37% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 995,888 | 23,054,000 | 5.28% | ||
| 8 | 1832 Asset Management L.P. | 929,795 | 21,545,000 | 4.93% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 876,176 | 20,283,000 | 4.64% | ||
| 10 | 1607 Capital Partners, LLC | 875,723 | 20,273,000 | 4.64% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 771,127 | 17,851,000 | 4.09% | ||
| 12 | BB&T SECURITIES, LLC | 54,347 | 12,581,000 | 2.88% | ||
| 13 | J.P. Morgan Private Wealth Advisors LLC | 477,617 | 11,057,000 | 2.53% | ||
| 14 | First Allied Asset Management, Inc. | 433,850 | 10,083,000 | 2.31% | ||
| 15 | ROYAL BANK OF CANADA | 343,568 | 7,952,000 | 1.82% | ||
| 16 | Invesco Ltd. | 319,395 | 7,394,000 | 1.69% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 295,723 | 6,846,000 | 1.57% | ||
| 18 | Robert W. Baird & Co. Inc | 266,674 | 6,174,000 | 1.41% | SH | |
| 19 | LPL Financial LLC | 248,043 | 5,851,000 | 1.34% | ||
| 20 | DEUTSCHE BANK AG\ | 196,104 | 4,539,000 | 1.04% | ||
| 21 | CONNING INC. | 128,673 | 2,979,000 | 0.68% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 104,442 | 2,418,000 | 0.55% | ||
| 23 | HABERER REGISTERED INVESTMENT ADVISOR INC | 103,032 | 2,385,000 | 0.55% | SH | |
| 24 | CORNERSTONE ADVISORS INC | 101,864 | 2,358,000 | 0.54% | ||
| 25 | GOLDMAN SACHS GROUP INC | 83,927 | 1,943,000 | 0.44% | ||
| 26 | Gramercy Funds Management LLC | 82,083 | 1,900,000 | 0.43% | ||
| 27 | Oxbow Advisors, LLC | 74,855 | 1,733,000 | 0.40% | ||
| 28 | DIXON HUBARD FEINOUR & BROWN INC/VA | 70,494 | 1,632,000 | 0.37% | ||
| 29 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 69,597 | 1,611,000 | 0.37% | ||
| 30 | HighTower Advisors, LLC | 68,350 | 1,582,000 | 0.36% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 63,965 | 1,481,000 | 0.34% | ||
| 32 | MERIDIAN INVESTMENT COUNSEL INC. | 61,701 | 1,428,000 | 0.33% | ||
| 33 | Atria Investments, Inc | 57,573 | 1,333,000 | 0.31% | ||
| 34 | OPPENHEIMER & CO INC | 56,165 | 1,300,000 | 0.30% | ||
| 35 | CREDIT SUISSE AG/ | 53,212 | 1,232,000 | 0.28% | ||
| 36 | Rathbones Group PLC | 48,050 | 1,112,000 | 0.25% | ||
| 37 | First Allied Advisory Services, Inc. | 46,318 | 1,077,000 | 0.25% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 46,288 | 1,072,000 | 0.25% | ||
| 39 | STERNE AGEE GROUP, INC. | 39,600 | 917,000 | 0.21% | ||
| 40 | STIFEL FINANCIAL CORP | 38,870 | 900,000 | 0.21% | ||
| 41 | Commonwealth Equity Services, Inc | 38,056 | 881,000 | 0.20% | ||
| 42 | Arete Wealth Advisors, LLC | 35,107 | 813,000 | 0.19% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 34,273 | 793,407 | 0.18% | ||
| 44 | WFG Advisors, LP | 31,899 | 738,000 | 0.17% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 31,357 | 726,000 | 0.17% | ||
| 46 | VSR Financial Services, Inc. | 28,789 | 666,000 | 0.15% | ||
| 47 | Concert Wealth Management Inc. | 28,611 | 662,000 | 0.15% | ||
| 48 | Apriem Advisors | 25,350 | 587,000 | 0.13% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,994 | 579,000 | 0.13% | ||
| 50 | Janney Montgomery Scott LLC | 24,383 | 564,467 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
