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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 147 Institutional holders with a total value of $1,341,921,189.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,218,605 179,238,000 13.36%
2 VANGUARD GROUP INC 4,544,886 112,849,000 8.41%
3 DIMENSIONAL FUND ADVISORS LP 3,967,278 98,509,000 7.34%
4 STATE STREET CORP 3,963,248 98,407,000 7.33%
5 BlackRock Fund Advisors 3,448,852 85,635,000 6.38%
6 BlackRock Institutional Trust Company, N.A. 2,193,249 54,458,000 4.06%
7 NORTHERN TRUST CORP 1,919,801 47,668,000 3.55%
8 CAMBIAR INVESTORS LLC 1,794,827 44,566,000 3.32%
9 Capital Research Global Investors 1,665,000 41,342,000 3.08%
10 1832 Asset Management L.P. 1,379,874 34,294,000 2.56%
11 Allianz Asset Management GmbH 1,202,748 29,624,000 2.21%
12 Bank of New York Mellon Corp 1,042,159 25,878,000 1.93%
13 LOOMIS SAYLES & CO L P 1,008,459 25,040,000 1.87%
14 WELLS FARGO & COMPANY/MN 981,434 24,368,000 1.82%
15 CITADEL ADVISORS LLC 895,721 22,241,000 1.66%
16 WADDELL & REED FINANCIAL INC 894,800 22,218,000 1.66%
17 TEACHERS ADVISORS, LLC 830,872 20,631,000 1.54%
18 AMUNDI ASSET MANAGEMENT US, INC. 817,685 20,303,000 1.51%
19 GUGGENHEIM CAPITAL LLC 699,427 17,367,000 1.29%
20 WELLINGTON MANAGEMENT GROUP LLP 625,690 15,536,000 1.16%
21 RICE HALL JAMES & ASSOCIATES, LLC 618,970 15,369,000 1.15%
22 JPMORGAN CHASE & CO 615,115 15,274,000 1.14%
23 NORGES BANK 548,515 13,619,000 1.01%
24 RAINIER INVESTMENT MANAGEMENT LLC 461,370 11,456,000 0.85%
25 NEW YORK STATE COMMON RETIREMENT FUND 441,681 10,967,000 0.82%
26 UNITED SERVICES AUTOMOBILE ASSOCIATION 439,100 10,903,000 0.81%
27 BlackRock Investment Management, LLC 428,037 10,628,000 0.79%
28 GEODE CAPITAL MANAGEMENT, LLC 419,011 10,404,000 0.78%
29 SYSTEMATIC FINANCIAL MANAGEMENT LP 391,080 9,710,000 0.72%
30 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 387,303 9,617,000 0.72%
31 WEDGE CAPITAL MANAGEMENT L L P/NC 361,219 8,969,000 0.67%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 354,215 8,795,000 0.66%
33 PRUDENTIAL FINANCIAL INC 326,677 8,111,000 0.60%
34 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 325,189 8,074,000 0.60%
35 EAGLE ASSET MANAGEMENT INC 298,963 7,423,000 0.55%
36 Brandywine Global Investment Management, LLC 283,808 7,047,000 0.53%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 250,412 6,218,000 0.46%
38 AMERIPRISE FINANCIAL INC 225,463 5,599,000 0.42%
39 Nationwide Fund Advisors 217,774 5,407,000 0.40%
40 PRINCIPAL FINANCIAL GROUP INC 203,216 5,046,000 0.38%
41 AMERICAN INTERNATIONAL GROUP, INC. 198,330 4,924,534 0.37%
42 AMERICAN CENTURY COMPANIES INC 191,783 4,762,000 0.35%
43 GOLDMAN SACHS GROUP INC 188,045 4,669,000 0.35%
44 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 171,901 4,268,000 0.32%
45 BLACKROCK ADVISORS LLC 171,171 4,250,000 0.32%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 168,400 4,181,000 0.31%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 4,124,000 0.31%
48 CHICAGO EQUITY PARTNERS LLC 160,085 3,974,000 0.30%
49 RHUMBLINE ADVISERS 157,240 3,904,000 0.29%
50 ALLIANCEBERNSTEIN L.P. 152,259 3,781,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.