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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
851 PFIZER INC 467,899 13,836 0.03%
852 AVENUE INCOME CR STRATEGIES 823,492 13,833 0.03%
853 VERIZON COMMUNICATIONS INC 276,693 13,832 0.03%
854 PENN WEST PETE LTD NEW 2,039,898 13,769 0.03%
855 ULTIMATE SOFTWARE GROUP INC COM 97,142 13,747 0.03%
856 ENSCO PLC 331,821 13,710 0.03%
857 GENERAL CABLE CORP DEL NEW 904,068 13,633 0.03%
858 CONCUR TECHNOLOGIE 107,436 13,625 0.03%
859 Altisource Residential Corp 567,477 13,619 0.03%
860 ECOPETROL S A 435,397 13,615 0.03%
861 PIMCO INCOME STRATEGY FD II 1,292,781 13,613 0.03%
862 OIL STS INTL INC 218,204 13,507 0.03%
863 LILLY ELI & CO 208,136 13,498 0.03%
864 TWO HBRS INVT CORP 1,393,482 13,475 0.03%
865 MERCK & CO INC 227,032 13,458 0.03%
866 JOHNSON & JOHNSON 125,976 13,428 0.03%
867 BROOKFIELD TOTAL RETURN FD I 537,467 13,424 0.03%
868 BUCKEYE PARTNERS L P 168,435 13,414 0.03%
869 Corp Executive Board Co 223,012 13,396 0.03%
870 WAL-MART STORES INC 174,694 13,359 0.03%
871 QUALCOMM INC 178,603 13,353 0.03%
872 NORTHEASTUTILITI 301,133 13,342 0.03%
873 REDWOOD TR INC 804,381 13,337 0.03%
874 VENTAS INC 214,285 13,275 0.03%
875 ASTRAZENECA PLC 185,345 13,241 0.03%
876 KIMCO RLTY CORP 602,475 13,200 0.03%
877 VODAFONE GROUP PLC NEW 401,271 13,198 0.03%
878 ENERPLUS CORP 694,738 13,179 0.03%
879 PTC INC 356,796 13,166 0.03%
880 GAMESTOP CORP NEW 319,553 13,166 0.03%
881 3-D SYS CORP DEL 282,568 13,103 0.03%
882 VOYA INFRASTRUCTURE INDLS 763,890 13,093 0.03%
883 COACH INC 367,599 13,090 0.03%
884 KINDER MORGAN INC DEL 341,172 13,081 0.03%
885 PFIZER INC 441,955 13,069 0.03%
886 GENERAL MLS INC 257,971 13,015 0.03%
887 NUSTAR ENERGY LP 196,745 12,973 0.03%
888 BANCO SANTANDER SA 1,361,286 12,932 0.03%
889 SINA CORP 314,321 12,931 0.03%
890 EATON VANCE TAX ADVT DIV INC 638,771 12,896 0.03%
891 WEYERHAEUSER CO 404,581 12,890 0.03%
892 WISDOMTREE TR 246,150 12,879 0.03%
893 ENI S P A 272,282 12,865 0.03%
894 WILLIAMS COS INC DEL 232,279 12,857 0.03%
895 MOBILE TELESYSTEMS PJSC 859,437 12,841 0.03%
896 ENBRIDGE ENERGY PARTNERS L P 330,003 12,821 0.03%
897 DARDEN RESTAURANTS INC 248,830 12,804 0.03%
898 CHARLES RIV LABS INTL INC 213,491 12,754 0.03%
899 HCA HEALTHCARE INC 180,199 12,708 0.03%
900 FIBRIA CELULOSE S A SP ADR REP COM 1,149,885 12,649 0.03%
Page 18 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%