| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,834,741 | 19,320,000 | 17.59% | ||
| 2 | Horizon Kinetics LLC | 1,729,818 | 18,216,000 | 16.58% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,191,491 | 12,546,000 | 11.42% | ||
| 4 | COHEN & STEERS, INC. | 1,110,218 | 11,691,000 | 10.64% | ||
| 5 | Invesco Ltd. | 751,987 | 7,919,000 | 7.21% | PRN | |
| 6 | UBS AG | 565,798 | 5,958,000 | 5.42% | ||
| 7 | MORGAN STANLEY | 329,933 | 3,473,000 | 3.16% | ||
| 8 | PRUDENTIAL PLC | 266,666 | 2,808,000 | 2.56% | ||
| 9 | GRAYBILL WEALTH MANAGEMENT, LTD. | 263,855 | 2,778,000 | 2.53% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 240,738 | 2,536,000 | 2.31% | ||
| 11 | Coe Capital Management, LLC | 158,034 | 1,998,000 | 1.82% | ||
| 12 | LPL Financial LLC | 182,429 | 1,925,000 | 1.75% | ||
| 13 | Shaker Financial Services, LLC | 162,296 | 1,709,000 | 1.56% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 130,472 | 1,374,000 | 1.25% | ||
| 15 | WELLS FARGO & COMPANY/MN | 108,411 | 1,142,000 | 1.04% | ||
| 16 | CONNING INC. | 90,399 | 952,000 | 0.87% | ||
| 17 | Index Management Solutions, LLC | 81,156 | 855,000 | 0.78% | ||
| 18 | CITIGROUP INC | 80,963 | 853,000 | 0.78% | ||
| 19 | Addison Capital Co | 80,414 | 847,000 | 0.77% | ||
| 20 | KMS FINANCIAL SERVICES, INC | 69,108 | 728,000 | 0.66% | ||
| 21 | NATIONAL PLANNING CORP | 60,560 | 640,000 | 0.58% | ||
| 22 | Commonwealth Equity Services, Inc | 56,775 | 598,000 | 0.54% | ||
| 23 | CSS LLC/IL | 51,152 | 539,000 | 0.49% | ||
| 24 | GOLDMAN SACHS GROUP INC | 50,891 | 536,000 | 0.49% | ||
| 25 | First Allied Advisory Services, Inc. | 47,998 | 506,000 | 0.46% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 47,644 | 502,000 | 0.46% | ||
| 27 | SHUFRO ROSE & CO LLC | 39,400 | 414,000 | 0.38% | ||
| 28 | AQR CAPITAL MANAGEMENT LLC | 38,271 | 403,000 | 0.37% | ||
| 29 | Creative Planning | 33,378 | 351,000 | 0.32% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 32,914 | 347,000 | 0.32% | ||
| 31 | IMA Advisory Services, Inc. | 32,600 | 343,000 | 0.31% | ||
| 32 | Allen Investment Management, LLC | 31,189 | 328,000 | 0.30% | ||
| 33 | BLAIR WILLIAM & CO/IL | 25,400 | 267,000 | 0.24% | ||
| 34 | Janney Montgomery Scott LLC | 24,807 | 261,218 | 0.24% | ||
| 35 | Private Advisor Group, LLC | 22,600 | 238,000 | 0.22% | ||
| 36 | McAdams Wright Ragen, Inc. | 21,249 | 223,000 | 0.20% | ||
| 37 | MERIDIAN INVESTMENT COUNSEL INC. | 20,900 | 220,000 | 0.20% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 20,574 | 217,000 | 0.20% | ||
| 39 | STIFEL FINANCIAL CORP | 20,521 | 216,000 | 0.20% | ||
| 40 | US BANCORP \DE\ | 19,700 | 208,000 | 0.19% | ||
| 41 | ROYAL BANK OF CANADA | 19,658 | 207,000 | 0.19% | ||
| 42 | SUNTRUST BANKS INC | 19,627 | 206,000 | 0.19% | ||
| 43 | Greenwich Wealth Management LLC | 18,450 | 194,000 | 0.18% | ||
| 44 | Virtu KCG Holdings LLC | 17,998 | 190,000 | 0.17% | ||
| 45 | Bank of New York Mellon Corp | 17,182 | 181,000 | 0.16% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,549 | 174,000 | 0.16% | ||
| 47 | IFC Holdings Incorporated/FL | 15,644 | 165,000 | 0.15% | ||
| 48 | DEUTSCHE BANK AG\ | 15,000 | 157,000 | 0.14% | ||
| 49 | Cetera Advisor Networks LLC | 13,643 | 143,000 | 0.13% | ||
| 50 | SYNOVUS FINANCIAL CORP | 11,298 | 119,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
