| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,213,356 |
30,297,000 |
43.01% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
658,635 |
16,450,000 |
23.35% |
|
|
| 3 |
Invesco Ltd. |
221,959 |
5,542,000 |
7.87% |
|
PRN |
| 4 |
Advisors Asset Management, Inc. |
205,804 |
5,139,000 |
7.30% |
|
|
| 5 |
MORGAN STANLEY |
112,692 |
2,814,000 |
4.00% |
|
|
| 6 |
FIRST TRUST ADVISORS LP |
65,191 |
1,628,000 |
2.31% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
37,971 |
948,000 |
1.35% |
|
|
| 8 |
CSS LLC/IL |
36,106 |
902,000 |
1.28% |
|
|
| 9 |
Raymond James Financial Services Advisors, Inc. |
35,822 |
894,000 |
1.27% |
|
|
| 10 |
UBS AG |
34,726 |
868,000 |
1.23% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
31,700 |
792,000 |
1.12% |
|
|
| 12 |
ROYAL BANK OF CANADA |
30,894 |
771,000 |
1.09% |
|
|
| 13 |
Yakira Capital Management, Inc. |
29,617 |
740,000 |
1.05% |
|
|
| 14 |
Capital Investment Advisors, LLC |
28,838 |
720,000 |
1.02% |
|
|
| 15 |
KEYBANK NATIONAL ASSOCIATION/OH |
22,683 |
566,000 |
0.80% |
|
|
| 16 |
LPL Financial LLC |
17,195 |
428,000 |
0.61% |
|
|
| 17 |
DELPHI FINANCIAL GROUP, INC. |
11,250 |
281,000 |
0.40% |
|
|
| 18 |
Crow Point Partners, LLC |
7,900 |
197,000 |
0.28% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
5,200 |
130,000 |
0.18% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
4,349 |
108,000 |
0.15% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
2,765 |
69,000 |
0.10% |
|
|
| 22 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,300 |
57,000 |
0.08% |
|
|
| 23 |
Highlander Capital Management, LLC |
1,330 |
33,210 |
0.05% |
|
|
| 24 |
NEXT Financial Group, Inc |
1,000 |
25,000 |
0.04% |
|
|
| 25 |
North Star Investment Management Corp. |
799 |
20,000 |
0.03% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
275 |
7,000 |
0.01% |
|
|
| 27 |
DUBUQUE BANK & TRUST CO |
212 |
5,000 |
0.01% |
|
|
| 28 |
MOTCO |
112 |
3,000 |
0.00% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
80 |
2,000 |
0.00% |
|
|
| 30 |
BARCLAYS PLC |
25 |
1,000 |
0.00% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
29 |
724 |
0.00% |
|
|
| 32 |
Barrett Asset Management, LLC |
2 |
0 |
0.00% |
|
|
