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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 ALIBABA GROUP HLDG LTD 12,500 1,111 0.00%
202 ALICO INC 8,778 334 0.00%
203 ALICO INC 311 12 0.00%
204 ALICO INC 111 4 0.00%
205 ALIGN TECHNOLOGY INC 3,081 159 0.00%
206 ALIGN TECHNOLOGY INC 233,092 12,046 0.03%
207 ALKERMES PLC 162,792 6,979 0.02%
208 ALKERMES PLC 2,209 95 0.00%
209 ALLEGHANY CORP 4,922 2,058 0.00%
210 ALLEGHENY TECHNOLOGIES INC 775,032 28,754 0.07%
211 ALLEGHENY TECHNOLOGIES INC 11,111 412 0.00%
212 ALLEGIANT TRAVEL CO 11,047 1,366 0.00%
213 ALLEGION PUB LTD CO 284 14 0.00%
214 ALLEGION PUB LTD CO 502,346 23,932 0.06%
215 ALLEGION PUB LTD CO 390,951 18,625 0.04%
216 ALLEGION PUB LTD CO 29,010 1,382 0.00%
217 ALLERGAN PLC 283,959 68,514 0.17%
218 ALLERGAN PLC 6,953 1,678 0.00%
219 ALLETE INC COM NEW 100,100 4,443 0.01%
220 ALLETE INC COM NEW 12,603 559 0.00%
221 ALLETE INC COM NEW 31,364 1,392 0.00%
222 ALLIANCE CALIF MUN INCOME FD 216,594 2,926 0.01%
223 ALLIANCE DATA SYSTEMS CORP 193,097 47,940 0.12%
224 ALLIANCE DATA SYSTEMS CORP 102,244 25,384 0.06%
225 ALLIANCE DATA SYSTEMS CORP 1,068 265 0.00%
226 ALLIANCE HOLDINGS GP LP 33,131 2,260 0.01%
227 ALLIANCE NEW YORK MUN INC FD 133,183 1,675 0.00%
228 ALLIANCE RES PARTNER L P 11,627 498 0.00%
229 ALLIANCE RES PARTNER L P 30,469 1,305 0.00%
230 ALLIANCEBERNSTEIN GLOBAL HIG 772,536 10,506 0.03%
231 ALLIANCEBERNSTEIN GLOBAL HIG 355,596 4,836 0.01%
232 ALLIANT ENERGY CORP 24,569 1,361 0.00%
233 ALLIANT ENERGY CORP 26,682 1,478 0.00%
234 ALLIANT ENERGY CORP 65,110 3,606 0.01%
235 ALLIANT TECHSYSTEM 4,736 605 0.00%
236 ALLIANT TECHSYSTEM 1,000 128 0.00%
237 ALLIANZGI CONV INCOME FD I 538,531 4,917 0.01%
238 ALLIANZGI CONV & INCOME FD 1,463,986 13,981 0.03%
239 ALLIANZGI DIVIDEND INT PRM 1,694,651 30,963 0.07%
240 ALLIANZGI EQUITY CONV INCO 34,666 689 0.00%
241 ALLIANZGI EQUITY CONV INCO 514,018 10,214 0.02%
242 ALLIED NEVADA GOLD UTIL 2,786,346 9,223 0.02%
243 ALLIED NEVADA GOLD UTIL 7,312 24 0.00%
244 ALLIED WRLD ASSUR COM HLDG A 2,118 78 0.00%
245 ALLIED WRLD ASSUR COM HLDG A 3,817 141 0.00%
246 ALLISON TRANSMISSION HLDGS INC COM 12,198 347 0.00%
247 ALLISON TRANSMISSION HLDGS INC COM 59,919 1,707 0.00%
248 ALLISON TRANSMISSION HLDGS INC COM 6,400 182 0.00% Call
249 ALLISON TRANSMISSION HLDGS INC COM 29,522 841 0.00%
250 ALLISON TRANSMISSION HLDGS INC COM 115,045 3,278 0.01%
Page 5 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%