| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,094,579 | 111,348,000 | 38.01% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,345,799 | 42,858,000 | 14.63% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,694,651 | 30,963,000 | 10.57% | ||
| 4 | UBS AG | 1,320,029 | 24,117,000 | 8.23% | ||
| 5 | Invesco Ltd. | 813,673 | 14,866,000 | 5.07% | ||
| 6 | LPL Financial LLC | 741,162 | 13,371,000 | 4.56% | ||
| 7 | Cambridge Investment Research Advisors, Inc. | 651,546 | 11,907,000 | 4.06% | ||
| 8 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 483,917 | 8,841,000 | 3.02% | ||
| 9 | WELLS FARGO & COMPANY/MN | 351,255 | 6,418,000 | 2.19% | ||
| 10 | STIFEL FINANCIAL CORP | 318,762 | 5,824,000 | 1.99% | ||
| 11 | Index Management Solutions, LLC | 170,916 | 3,123,000 | 1.07% | ||
| 12 | Cetera Advisor Networks LLC | 116,953 | 2,134,000 | 0.73% | ||
| 13 | PINNACLE ASSOCIATES LTD | 108,799 | 1,988,000 | 0.68% | ||
| 14 | Commonwealth Equity Services, Inc | 87,406 | 1,597,000 | 0.55% | ||
| 15 | ROYAL BANK OF CANADA | 75,026 | 1,371,000 | 0.47% | ||
| 16 | STEPHENS INC /AR/ | 65,359 | 1,194,000 | 0.41% | ||
| 17 | MSI Financial Services Inc | 58,809 | 1,074,000 | 0.37% | ||
| 18 | AMERIPRISE FINANCIAL INC | 58,613 | 1,071,000 | 0.37% | ||
| 19 | Janney Montgomery Scott LLC | 49,370 | 901,992 | 0.31% | ||
| 20 | D.A. DAVIDSON & CO. | 38,502 | 703,000 | 0.24% | ||
| 21 | Robert W. Baird & Co. Inc | 38,435 | 702,000 | 0.24% | SH | |
| 22 | Raymond James Financial Services Advisors, Inc. | 34,564 | 631,000 | 0.22% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 31,898 | 583,000 | 0.20% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 30,143 | 550,720 | 0.19% | ||
| 25 | OPPENHEIMER & CO INC | 29,775 | 544,000 | 0.19% | ||
| 26 | Valentine Capital Asset Management, Inc. | 28,950 | 529,000 | 0.18% | ||
| 27 | HighTower Advisors, LLC | 25,175 | 460,000 | 0.16% | ||
| 28 | McAdams Wright Ragen, Inc. | 23,000 | 420,000 | 0.14% | ||
| 29 | GOLDMAN SACHS GROUP INC | 21,375 | 391,000 | 0.13% | ||
| 30 | Relative Value Partners, LLC | 19,540 | 357,000 | 0.12% | ||
| 31 | DEUTSCHE BANK AG\ | 16,556 | 301,000 | 0.10% | ||
| 32 | US BANCORP \DE\ | 12,896 | 236,000 | 0.08% | ||
| 33 | TCI Wealth Advisors, Inc. | 12,000 | 219,000 | 0.07% | ||
| 34 | JANE STREET GROUP, LLC | 11,557 | 211,000 | 0.07% | ||
| 35 | First Allied Advisory Services, Inc. | 11,180 | 203,000 | 0.07% | ||
| 36 | BENJAMIN F. EDWARDS & COMPANY, INC. | 10,118 | 185,000 | 0.06% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,399 | 172,000 | 0.06% | ||
| 38 | CITIGROUP INC | 5,822 | 107,000 | 0.04% | ||
| 39 | Tower Research Capital LLC (TRC) | 5,407 | 99,000 | 0.03% | ||
| 40 | Creative Planning | 5,259 | 96,000 | 0.03% | ||
| 41 | WFG Advisors, LP | 3,491 | 64,000 | 0.02% | ||
| 42 | Archford Capital Strategies, LLC | 1,595 | 29,000 | 0.01% | ||
| 43 | NEW ENGLAND SECURITIES CORP /MA/ | 1,491 | 27,000 | 0.01% | ||
| 44 | SOUTH GEORGIA CAPITAL, LLC | 1,100 | 20,000 | 0.01% | ||
| 45 | WealthTrust Fairport, LLC | 1,086 | 20,000 | 0.01% | ||
| 46 | FIRST MANHATTAN CO. LLC. | 1,000 | 18,000 | 0.01% | ||
| 47 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 18,000 | 0.01% | ||
| 48 | BANK OF MONTREAL /CAN/ | 1,000 | 18,000 | 0.01% | ||
| 49 | OPTIMUM INVESTMENT ADVISORS | 1,000 | 17,000 | 0.01% | ||
| 50 | Hudock, Inc. | 893 | 16,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
