| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 216,594 | 2,926,000 | 29.79% | ||
| 2 | Invesco Ltd. | 216,402 | 2,924,000 | 29.77% | ||
| 3 | Advisors Asset Management, Inc. | 76,867 | 1,038,000 | 10.57% | ||
| 4 | Karpus Management, Inc. | 46,203 | 624,000 | 6.35% | ||
| 5 | MORGAN STANLEY | 30,800 | 416,000 | 4.24% | ||
| 6 | AQR CAPITAL MANAGEMENT LLC | 30,403 | 411,000 | 4.18% | ||
| 7 | UBS AG | 24,331 | 329,000 | 3.35% | ||
| 8 | LPL Financial LLC | 22,294 | 302,000 | 3.07% | ||
| 9 | ROYAL BANK OF CANADA | 20,900 | 282,000 | 2.87% | ||
| 10 | WELLS FARGO & COMPANY/MN | 10,146 | 137,000 | 1.39% | ||
| 11 | Tradewinds Capital Management, LLC | 10,000 | 135,000 | 1.37% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 9,012 | 122,000 | 1.24% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,070 | 55,000 | 0.56% | ||
| 14 | Creative Planning | 3,682 | 50,000 | 0.51% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 2,500 | 34,000 | 0.35% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,227 | 17,000 | 0.17% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 846 | 11,429 | 0.12% | ||
| 18 | CITIGROUP INC | 684 | 9,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
