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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 VERISIGN INC 588,112 32,417 0.08%
302 INGREDION INC 427,712 32,416 0.08%
303 GREAT PLAINS ENERGY INC 1,341,048 32,413 0.08%
304 AES CORP 2,284,681 32,397 0.08%
305 KINDER MORGAN INC DEL 843,808 32,351 0.08%
306 ROYAL GOLD INC 497,645 32,317 0.08%
307 WENDYS CO 3,910,587 32,301 0.08%
308 HESS CORP 342,258 32,281 0.08%
309 XILINX INC 761,928 32,268 0.08%
310 TIME WARNER INC NEW 224,427 32,203 0.08%
311 OCCIDENTAL PETE CORP DEL 334,640 32,176 0.08%
312 PG&E CORP 714,046 32,161 0.08%
313 MOTOROLA SOLUTIONS INC 507,592 32,120 0.08%
314 Linear Technology Corp 723,444 32,114 0.08%
315 FISERV INC 496,141 32,068 0.08%
316 DTE ENERGY CO 421,350 32,056 0.08%
317 AUTODESK INC 580,119 31,965 0.08%
318 PULTE GROUP INC 1,809,780 31,961 0.08%
319 TORTOISE PIPELINE & ENERGY FD 927,066 31,948 0.08%
320 CONAGRA BRANDS INC 966,718 31,940 0.08%
321 FOSSIL GROUP INC 340,027 31,929 0.08%
322 COGNIZANT TECHNOLOGY SOLUTIO 711,524 31,855 0.08%
323 EQT CORP 347,823 31,840 0.08%
324 UNITED PARCEL SERVICE INC 323,456 31,792 0.08%
325 XCEL ENERGY INC 1,039,644 31,605 0.08%
326 JOHNSON CTLS INTL PLC 717,501 31,570 0.08%
327 ACE LTD 300,604 31,524 0.08%
328 EASTMAN CHEM CO 389,669 31,520 0.08%
329 DR PEPPER SNAPPLE GROUP INC 488,861 31,439 0.08%
330 IAC INTERACTIVECORP 475,649 31,345 0.08%
331 OSHKOSH CORP 709,332 31,317 0.08%
332 SYMANTEC CORP 1,329,806 31,264 0.08%
333 DOLLAR TREE INC 557,161 31,240 0.08%
334 3M CO 219,919 31,158 0.08%
335 O REILLY AUTOMOTIVE INC NEW 207,061 31,134 0.08%
336 DEVON ENERGY CORP NEW 456,502 31,125 0.08%
337 MCDONALDS CORP 328,162 31,113 0.08%
338 LANDEC CORP 2,538,179 31,093 0.08%
339 TRANSOCEAN LTD 972,543 31,092 0.07%
340 INTERPUBLIC GROUP COS INC 1,695,911 31,069 0.07%
341 ALLIANZGI DIVIDEND INT PRM 1,694,651 30,963 0.07%
342 Adt Corp 872,838 30,951 0.07%
343 SCANA 622,544 30,884 0.07%
344 E M C CORP MASS COM 1,055,451 30,882 0.07%
345 LAM RESEARCH CORP 413,139 30,861 0.07%
346 ALEX REAL ESTATE EQ 417,957 30,824 0.07%
347 CITRIX SYS INC 431,664 30,795 0.07%
348 GLOBAL PMTS INC 440,113 30,755 0.07%
349 WHITEWAVE FOODS CO 846,237 30,744 0.07%
350 SOUTHERN CO 703,821 30,724 0.07%
Page 7 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%