| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 927,066 | 31,948,000 | 31.03% | ||
| 2 | Advisors Asset Management, Inc. | 529,375 | 18,242,000 | 17.72% | ||
| 3 | UBS AG | 471,726 | 16,256,000 | 15.79% | ||
| 4 | MORGAN STANLEY | 437,100 | 15,063,000 | 14.63% | ||
| 5 | Invesco Ltd. | 202,944 | 6,993,000 | 6.79% | ||
| 6 | OPPENHEIMER & CO INC | 113,060 | 3,896,000 | 3.78% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 62,155 | 2,142,000 | 2.08% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 43,625 | 1,503,000 | 1.46% | ||
| 9 | HighTower Advisors, LLC | 42,597 | 1,468,000 | 1.43% | ||
| 10 | TFS CAPITAL LLC | 34,665 | 1,195,000 | 1.16% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 26,841 | 925,000 | 0.90% | ||
| 12 | ROYAL BANK OF CANADA | 22,375 | 771,000 | 0.75% | ||
| 13 | WELLS FARGO & COMPANY/MN | 16,302 | 562,000 | 0.55% | ||
| 14 | Janney Montgomery Scott LLC | 14,348 | 494,422 | 0.48% | ||
| 15 | LPL Financial LLC | 11,535 | 395,000 | 0.38% | ||
| 16 | STIFEL FINANCIAL CORP | 8,400 | 289,000 | 0.28% | ||
| 17 | USCA RIA LLC | 7,000 | 241,000 | 0.23% | ||
| 18 | Mariner, LLC | 6,949 | 239,000 | 0.23% | ||
| 19 | MSI Financial Services Inc | 3,132 | 108,000 | 0.10% | ||
| 20 | FIFTH THIRD BANCORP | 2,020 | 70,000 | 0.07% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 1,582 | 55,000 | 0.05% | ||
| 22 | NEW ENGLAND SECURITIES CORP /MA/ | 940 | 32,000 | 0.03% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 866 | 30,000 | 0.03% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 624 | 22,000 | 0.02% | ||
| 25 | Winslow, Evans & Crocker, Inc. | 150 | 5,170 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
