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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 2,907 holdings with a total value of $31,694,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
2901 TETRALOGIC PHARMA CO 21,865 4,000 0.00%
2902 DRAFTDAY FANTASY SPORTS INC COM NEW 16,424 4,000 0.00%
2903 CERES INC 16,200 4,000 0.00%
2904 YUMA ENERGY INC 13,723 3,000 0.00%
2905 ELEVEN BIOTHERAPEUTICS INC 10,331 3,000 0.00%
2906 TOWERSTREAM CORP 13,000 2,000 0.00%
2907 ISHARES TR 2 0 0.00%
Page 59 of 59

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-003413, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.