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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5801 COSI INC 18,007 9 0.00%
5802 MULTI PACKAGING SOLUTION 682 9 0.00%
5803 NEOPHOTONICS CORP 994 9 0.00%
5804 NORWEGIAN CRUISE LINE HLDG L 222 9 0.00%
5805 YRC WORLDWIDE INC 1,049 9 0.00%
5806 NVE CORP 154 9 0.00%
5807 COCA COLA FEMSA S A B DE C V 112 9 0.00%
5808 TRONOX LTD SHS CL A 2,098 9 0.00%
5809 SILICONWARE PRECISION INDS L 1,077 8 0.00%
5810 GEVO INC 14,100 8 0.00%
5811 Ensync Inc Com 20,360 8 0.00%
5812 TEXTAINER GROUP HOLDINGS LTD 732 8 0.00%
5813 ENGILITY HLDGS INC NEW COM 400 8 0.00%
5814 LIBERTY BROADBAND CORP COM SER A 127 8 0.00%
5815 LSI INDS INC COM 766 8 0.00%
5816 IDT CORPORATION CLASS B NEW 562 8 0.00%
5817 INTREPID POTASH INC 5,412 8 0.00%
5818 SERVICESOURCE INTL 1,968 8 0.00%
5819 CRYSTAL ROCK HLDGS INC 11,586 8 0.00%
5820 DOCUMENT SEC SYS INC COM 40,945 8 0.00%
5821 COMPANHIA BRASILEIRA DE DIST 492 7 0.00%
5822 KOSMOS ENERGY LTD SHS 1,364 7 0.00%
5823 RMR GROUP INC 223 7 0.00%
5824 VILLAGE SUPER MKT INC CL A NEW 236 7 0.00%
5825 Apricus Biosciences, Inc. 18,500 7 0.00%
5826 MALIBU BOATS INCORPORATED COM CLASS A 583 7 0.00%
5827 LIONBRIDGE TECHNOLOGIES ORD 1,841 7 0.00%
5828 ORCHID IS CAP INC 660 7 0.00%
5829 ENZO BIOCHEM INC 1,250 7 0.00%
5830 TG THERAPEUTICS INC 1,190 7 0.00%
5831 BEBE STORES INC 13,048 7 0.00%
5832 NW Biotherapeutics 12,251 7 0.00%
5833 TETRALOGIC PHARMA CO 21,865 7 0.00%
5834 Alon USA Energy, Inc. 1,018 7 0.00%
5835 ZIX CORP COM 1,716 6 0.00%
5836 COSTAMARE INC 834 6 0.00%
5837 CERES INC 16,200 6 0.00%
5838 KRATOS DEFENSE & SECURITY SOLU COM 1,502 6 0.00%
5839 SUPERCONDUCTOR TECHNOLOGIES 29,359 6 0.00%
5840 CONSOLIDATED WATER CO INC ORD 471 6 0.00%
5841 INSTRUCTURE INC COM 336 6 0.00%
5842 COMPANHIA ENERGETICA DE MINA 2,782 6 0.00%
5843 RYERSON HLDG CORP COM 357 6 0.00%
5844 GOLD RESOURCE CORP 1,577 6 0.00%
5845 GERDAU S A 3,022 6 0.00%
5846 APPLIED OPTOELECTRONICS INC 532 6 0.00%
5847 CYTRX CORP 2,154 5 0.00%
5848 VISHAY PRECISION GROUP INC 391 5 0.00%
5849 WELLS FARGO CO NEW 108 5 0.00%
5850 Durect Corp Com 4,067 5 0.00%
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