| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Ancora Advisors LLC | 1,099,700 | 429,000 | 29.49% | ||
| 2 | Artal Group S.A. | 1,024,020 | 400,000 | 27.50% | ||
| 3 | K2 PRINCIPAL FUND, L.P. | 500,000 | 195,000 | 13.40% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 423,873 | 165,000 | 11.34% | ||
| 5 | Kassirer Asset Management Corp | 200,000 | 78,000 | 5.36% | ||
| 6 | UBS Group AG | 145,098 | 57,000 | 3.92% | ||
| 7 | KBC Group NV | 136,455 | 53,000 | 3.64% | ||
| 8 | Virtu KCG Holdings LLC | 45,949 | 18,000 | 1.24% | ||
| 9 | VANGUARD GROUP INC | 47,405 | 18,000 | 1.24% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 27,633 | 10,000 | 0.69% | ||
| 11 | Creative Planning | 20,250 | 8,000 | 0.55% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 16,200 | 6,000 | 0.41% | ||
| 13 | GOLDMAN SACHS GROUP INC | 12,850 | 5,000 | 0.34% | ||
| 14 | GOFEN & GLOSSBERG LLC /IL/ | 13,750 | 5,000 | 0.34% | ||
| 15 | GABELLI FUNDS LLC | 10,000 | 4,000 | 0.27% | ||
| 16 | Ulys, L.L.C. | 3,891 | 2,000 | 0.14% | ||
| 17 | BlackRock Fund Advisors | 3,447 | 1,000 | 0.07% | ||
| 18 | WOLVERINE TRADING LP /BD | 2,000 | 780 | 0.05% | ||
| 19 | D.A. DAVIDSON & CO. | 125 | 0 | 0.00% | ||
| 20 | MORGAN STANLEY | 625 | 0 | 0.00% | ||
| 21 | DEUTSCHE BANK AG\ | 263 | 0 | 0.00% | ||
| 22 | ROYAL BANK OF CANADA | 750 | 0 | 0.00% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 627 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
