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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
5501 LEIDOS HLDGS INC 500 26 0.00%
5502 KCG HLDGS INC 1,379 26 0.00%
5503 INNODATA INC 11,683 26 0.00%
5504 NEW SR INVEST GRP INC COM 2,541 26 0.00%
5505 FIRST INTST BANCSYSTEM INC 655 26 0.00%
5506 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 2,914 26 0.00%
5507 AVX CORP NEW 1,548 26 0.00%
5508 LIBERTY MEDIA CORP DEL 1,049 25 0.00%
5509 BLUE BUFFALO PET PRODS INC 1,076 25 0.00%
5510 LEIDOS HLDGS INC 492 25 0.00%
5511 ALASKA COMMUNICATIONS SYS GR 13,679 25 0.00%
5512 180 DEGREE CAP CORP 17,374 25 0.00%
5513 ALERE INC 634 25 0.00%
5514 CHATHAM LODGING TR COM 1,249 25 0.00%
5515 ATHENA HEALTH INC. 224 25 0.00%
5516 DOLLAR TREE INC 319 25 0.00%
5517 LIBERTY MEDIA CORP 762 25 0.00%
5518 CARTER INC 276 25 0.00%
5519 QUAD/GRAPHICS INC 993 25 0.00%
5520 INVESTORS REAL 4,136 25 0.00%
5521 WHOLE FOODS MKT INC 820 24 0.00%
5522 ENEL CHILE S A 4,356 24 0.00%
5523 COTY INC 1,346 24 0.00%
5524 INVESTORS REAL 4,036 24 0.00%
5525 HUMANA INC 118 24 0.00%
5526 META FINL GROUP INCORPORATED 273 24 0.00%
5527 SILVER BAY RLTY TR CORP 1,097 24 0.00%
5528 GAP 1,008 24 0.00%
5529 WASHINGTON TR BANCORP COM 497 24 0.00%
5530 UTSTARCOM HOLDINGS CORP SHS NEW 11,889 24 0.00%
5531 BANCFIRST CORP 260 23 0.00%
5532 NEW YORK MTG TR INC 3,663 23 0.00%
5533 Connectone Bancorp Inc NEW 945 23 0.00%
5534 KROGER CO 780 23 0.00%
5535 HARTE-HANKS INC 16,096 23 0.00%
5536 LUNA INNOVATIONS 13,230 23 0.00%
5537 SYNTHESIS ENERGY SYS INC 26,736 23 0.00%
5538 Urstadt Biddle PPTYS 1,334 23 0.00%
5539 FLEXION THERAPEUTICS INCORPORATED 858 23 0.00%
5540 DOUGLAS DYNAMICS INC 737 23 0.00%
5541 ZION OIL & GAS INC 18,280 22 0.00%
5542 NORTHSTAR REALTY EUROPE CORP 1,881 22 0.00%
5543 NORTHSTAR REALTY EUROPE CORP 1,904 22 0.00%
5544 FIRST NBC BK HLDG CO 5,432 22 0.00%
5545 GASLOG LTD 1,362 22 0.00%
5546 MEI PHARMA INC 13,487 22 0.00%
5547 UNIVEST FINANCIAL CORPORATIO 826 22 0.00%
5548 VERMILLION INC 10,457 22 0.00%
5549 GLOBALSTAR INC 12,427 21 0.00%
5550 ATLANTICA YIELD PLC 979 21 0.00%
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